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Detailed Report
JOSEPH LEE CARPENTER JR
JOE CARPENTER
CRD#: 2361166
IA
Investment Adviser
B
Broker
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 2555 Meridan Blvd
Franklin, TN 37067
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 2555 Meridian Blvd
Suite 190
Franklin, TN 37067
Registration History
1995200020052010201520202025IAKESTRA ADVISORY SERVICES, LLC (CRD# 283330)2016 - Present (8 years)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)1997 - Present (27 years)BFORTIS INVESTORS, INC. (CRD# 421)1993 - 1997 (4 years)IANFP ADVISOR SERVICES, LLC (CRD# 42046)2004 - 2016 (12 years)
License(s)

State Registrations

B
Alabama 9/19/2000
B
Nebraska 4/12/2002
B
Arizona 4/12/2002
B
Nevada 4/11/2001
B
Arkansas 8/14/2000
B
New Hampshire 4/16/2001
B
California 4/12/2002
B
New Jersey 4/12/2002
B
Colorado 4/12/2002
B
New Mexico 4/16/2001
B
Connecticut 2/22/2002
B
New York 3/6/2002
B
Delaware 5/31/2001
B
North Carolina 4/15/2002
B
District of Columbia 4/12/2002
B
North Dakota 5/3/2001
B
Florida 4/12/2002
B
Ohio 8/15/2000
B
Georgia 2/22/2002
B
Oklahoma 4/11/2001
B
Idaho 4/11/2001
B
Oregon 4/12/2002
B
Illinois 8/14/2000
B
Pennsylvania 8/14/2000
B
Indiana 8/14/2000
B
Rhode Island 4/12/2002
B
Iowa 4/12/2002
B
South Carolina 3/6/2002
B
Kansas 4/12/2002
B
South Dakota 5/3/2001
B
Kentucky 4/12/2002
B
Tennessee 8/5/1997
B
Louisiana 9/20/2000
IA
Tennessee 4/26/2016
B
Maine 3/14/2001
B
Texas 6/14/1999
B
Maryland 8/14/2000
B
Utah 4/12/2002
B
Massachusetts 4/12/2002
B
Vermont 4/15/2002
B
Michigan 10/26/2001
B
Virginia 4/11/2001
B
Minnesota 4/12/2001
B
Washington 5/3/2001
B
Mississippi 8/16/2000
B
West Virginia 4/12/2002
B
Missouri 4/15/2002
B
Wisconsin 3/20/2002
B
Montana 8/14/2000
B
Wyoming 4/12/2002

SRO Registrations

B
 FINRA

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KESTRA ADVISORY SERVICES, LLC (CRD#:283330)
2555 Meridan Blvd, Franklin, TN 37067
Registered with this firm since 4/26/2016
B
KESTRA INVESTMENT SERVICES, LLC (CRD#:42046)
2555 Meridian Blvd Suite 190, Franklin, TN 37067
Registered with this firm since 8/5/1997
Previous Registration(s)
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IA
 01/07/2004 - 09/22/2016 NFP ADVISOR SERVICES, LLC (CRD#:42046) BRENTWOOD, TN
B
 06/08/1993 - 08/12/1997 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.