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Detailed Report
BRIAN P DALY
BRIAN PAUL DALY
CRD#: 2361115
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 C-CENTRE@RARITAN
1124 ROUTE 202 S SUITE B-14
RARITAN, NJ 08869
Registration History
1995200020052010201520202025IAPARK AVENUE SECURITIES LLC (CRD# 46173)2014 - Present (10 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)1999 - Present (25 years)BGUARDIAN INVESTOR SERVICES COR... (CRD# 6635)1993 - 1999 (5 years)
License(s)

State Registrations

B
Nevada 1/24/2023
B
New York 5/3/1999
B
New Jersey 5/3/1999
IA
New York 4/16/2021
IA
New Jersey 10/7/2014
B
Rhode Island 1/10/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
C-CENTRE@RARITAN 1124 ROUTE 202 S SUITE B-14, RARITAN, NJ 08869
Registered with this firm since 10/7/2014
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
C-CENTRE@RARITAN 1124 ROUTE 202 S SUITE B-14, RARITAN, NJ 08869
Registered with this firm since 5/3/1999
Previous Registration(s)
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B
 06/21/1993 - 05/03/1999 GUARDIAN INVESTOR SERVICES CORPORATION (CRD#:6635) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.