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Detailed Report
CHARLES EUGENE RUCKER JR
C. GENE RUCKER JR., GENE RUCKER JR
CRD#: 2361033
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 4350 East West Hwy
Suite 510
Bethesda, MD 20814
Registration History
19952000200520102015202020252 FIRMS1993 - 1994 (<1 year)2 FIRMS2003 - 2004 (1 year)2 FIRMS2006 - 2010 (4 years)2 FIRMS2010 - 2014 (4 years)2 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (1 year)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - 2021 (6 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2005 (1 year)BNYLIFE SECURITIES INC. (CRD# 5167)2002 - 2002 (<1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)2001 - 2002 (1 year)BCHEVY CHASE FINANCIAL SERVICES (CRD# 14894)1995 - 2001 (5 years)BLA JOLLA CAPITAL CORPORATION (CRD# 24341)1994 - 1994 (<1 year)BCOHIG & ASSOCIATES, INC. (CRD# 16184)1993 - 1993 (<1 year)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - 2021 (4 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - 2016 (2 years)
Disclosure(s)
View By:
1/25/1996
Regulatory
Final
License(s)

State Registrations

B
District of Columbia 1/19/2024
B
North Carolina 1/19/2024
B
Florida 1/19/2024
B
Virginia 1/19/2024
B
Maryland 1/19/2024
IA
Virginia 1/19/2024
IA
Maryland 1/19/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
4350 East West Hwy Suite 510, Bethesda, MD 20814
8381 Old Courthouse Rd. Suite 160, Vienna, VA 22182
Registered with this firm since 1/19/2024
B
OSAIC WEALTH, INC. (CRD#:23131)
4350 East West Hwy Suite 510, Bethesda, MD 20814
8381 Old Courthouse Rd. Suite 160, Vienna, VA 22182
Registered with this firm since 1/19/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/11/2021 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) Bethesda, MD
B
 06/11/2021 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) Bethesda, MD
IA
 09/06/2016 - 05/03/2021 TRUIST ADVISORY SERVICES, INC. (CRD#:283390) SILVER SPRING, MD
B
 11/04/2014 - 05/03/2021 TRUIST INVESTMENT SERVICES, INC. (CRD#:17499) SILVER SPRING, MD
IA
 11/13/2014 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) SILVER SPRING, MD
IA
 04/27/2010 - 11/05/2014 CAPITAL ONE FINANCIAL ADVISORS LLC (CRD#:127236) MELVILLE, NY
B
 04/27/2010 - 11/05/2014 CAPITAL ONE INVESTMENT SERVICES LLC (CRD#:25658) MCLEAN, VA
IA
 05/12/2006 - 05/07/2010 CHEVY CHASE FINANCIAL SERVICES (CRD#:14894) BETHESDA, MD
B
 03/17/2006 - 05/01/2010 CHEVY CHASE FINANCIAL SERVICES (CRD#:14894) BETHESDA, MD
B
 04/29/2004 - 05/12/2005 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
IA
 05/29/2003 - 01/28/2004 CHEVY CHASE FINANCIAL SERVICES (CRD#:14894) BETHESDA, MD
B
 01/29/2003 - 01/28/2004 CHEVY CHASE FINANCIAL SERVICES (CRD#:14894) BETHESDA, MD
B
 09/09/2002 - 11/15/2002 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
B
 07/09/2001 - 08/22/2002 CITICORP INVESTMENT SERVICES (CRD#:23988) LONG ISLAND CITY, NY
B
 05/01/1995 - 04/30/2001 CHEVY CHASE FINANCIAL SERVICES (CRD#:14894) BETHESDA, MD
B
 04/04/1994 - 08/11/1994 LA JOLLA CAPITAL CORPORATION (CRD#:24341) SAN DIEGO, CA
B
 12/04/1993 - 03/10/1994 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 12/04/1993 - 03/10/1994 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 07/08/1993 - 08/17/1993 COHIG & ASSOCIATES, INC. (CRD#:16184) ENGLEWOOD, CO
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.