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Detailed Report
DOUGLAS MICHAEL WASHBURN
CRD#: 2360462
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 19 LIMESTONE DRIVE SUITE 5
WILLIAMSVILLE, NY 14221
LPL FINANCIAL LLCCRD#: 6413 19 LIMESTONE DR STE 5
WILLIAMSVILLE, NY 14221-7091
Registration History
1995200020052010201520202025IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2014 - Present (11 years)BLPL FINANCIAL LLC (CRD# 6413)2013 - Present (11 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)1998 - 2013 (15 years)BJOSEPHTHAL & CO., INC. (CRD# 3227)1994 - 1998 (4 years)BMATHEWS, HOLMQUIST & ASSOCIATE... (CRD# 22171)1993 - 1994 (<1 year)IAFIRST ALLIED ADVISORY SERVICES... (CRD# 137888)2012 - 2013 (1 year)IAFIRST ALLIED SECURITIES, INC. (CRD# 32444)2004 - 2012 (8 years)
Disclosure(s)
View By:
1/24/2003
Customer Dispute
Settled
8/28/2000
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 8/26/2021
B
Ohio 1/3/2014
B
California 1/3/2014
B
Pennsylvania 1/3/2014
B
Connecticut 1/7/2014
B
South Carolina 12/1/2020
B
Florida 4/9/2019
IA
Texas 1/2/2014
B
Georgia 2/28/2014
B
Texas 1/3/2014
B
Indiana 3/4/2019
B
Utah 1/3/2014
B
Minnesota 4/25/2014
B
Virginia 8/1/2023
B
New York 12/13/2013
B
Wisconsin 1/3/2014
IA
New York 6/7/2021

SRO Registrations

B
 FINRA

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
19 LIMESTONE DRIVE SUITE 5, WILLIAMSVILLE, NY 14221
Registered with this firm since 1/2/2014
B
LPL FINANCIAL LLC (CRD#:6413)
19 LIMESTONE DR STE 5, WILLIAMSVILLE, NY 14221-7091
Registered with this firm since 12/13/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/02/2012 - 12/20/2013 FIRST ALLIED ADVISORY SERVICES, INC. (CRD#:137888) WILLIAMSVILLE, NY
B
 12/23/1998 - 12/19/2013 FIRST ALLIED SECURITIES, INC. (CRD#:32444) WILLIAMSVILLE, NY
IA
 03/17/2004 - 07/02/2012 FIRST ALLIED SECURITIES, INC. (CRD#:32444) WILLIAMSVILLE, NY
B
 04/13/1994 - 12/07/1998 JOSEPHTHAL & CO., INC. (CRD#:3227) NEW YORK, NY
B
 09/03/1993 - 04/21/1994 MATHEWS, HOLMQUIST & ASSOCIATES, INC. (CRD#:22171)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.