Individual Firm
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CANDIDO PALOMAREZ III
CANDIDO PALOMAREZ II, CANDIDO PALOMAREZ, CANDIE PALOMAREZ
CRD#: 2359908
IA
B
OSAIC WEALTH, INC.CRD#: 23131 PLYMOUTH, MN
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9/23/1994
Regulatory
Final
State Registrations
B
Alabama 1/19/2024
B
Iowa 1/19/2024
B
Arizona 1/19/2024
B
Minnesota 1/19/2024
B
Colorado 5/14/2024
IA
Minnesota 1/19/2024
B
Florida 1/19/2024
B
North Carolina 1/19/2024
B
Georgia 10/2/2024
B
South Dakota 1/19/2024
B
Idaho 1/19/2024
B
Texas 1/19/2024
B
Illinois 1/19/2024
IA
Texas 6/10/2024
B
Indiana 1/19/2024
B
Wisconsin 1/19/2024
SRO Registrations
B
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IA
B
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/28/2014 - 01/19/2024 | PLYMOUTH, MN | |
B | 09/07/2004 - 01/19/2024 | PLYMOUTH, MN | |
B | 09/18/1997 - 09/09/2004 | DES MOINES, IA | |
B | 06/07/1993 - 10/11/1996 | NEWARK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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