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Detailed Report
ROBERT JOEL BULLOCK JR
BOB BULLOCK JR
CRD#: 2358911
IA
Investment Adviser
B
Broker
KWB WEALTHCRD#: 300921 1782 ORANGE TREE LANE
REDLANDS, CA 92374
LPL FINANCIAL LLCCRD#: 6413 617 S. IVY AVE
MONROVIA, CA 91016
Registration History
1995200020052010201520202025IAKWB WEALTH (CRD# 300921)2020 - Present (4 years)BLPL FINANCIAL LLC (CRD# 6413)1996 - Present (28 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1995 - 1996 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1993 - 1994 (1 year)IALPL FINANCIAL LLC (CRD# 6413)1997 - 2020 (22 years)
License(s)

State Registrations

B
Arizona 4/18/1996
B
North Carolina 1/11/2008
B
California 4/18/1996
B
South Carolina 11/21/2016
IA
California 5/15/2020
B
Texas 11/21/2016
B
Colorado 3/2/2022
IA
Texas 7/28/2023
B
Kentucky 5/25/2021
B
Washington 1/22/2014
B
Massachusetts 1/25/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
KWB WEALTH (CRD#:300921)
1782 ORANGE TREE LANE, REDLANDS, CA 92374
Registered with this firm since 5/15/2020
B
LPL FINANCIAL LLC (CRD#:6413)
617 S. IVY AVE, MONROVIA, CA 91016
1782 ORANGE TREE LANE, REDLANDS, CA 92374
Registered with this firm since 4/12/1996
Previous Registration(s)
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IA
 12/31/1997 - 09/21/2020 LPL FINANCIAL LLC (CRD#:6413) IRWINDALE, CA
B
 10/20/1995 - 04/24/1996 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
B
 07/08/1993 - 12/02/1994 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.