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Detailed Report
STUART HIEGER
STUART ALAN HIEGER
CRD#: 2358624
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 144 SOUTH SANTA FE
SALINA, KS 67401
Registration History
19952000200520102015202020252 FIRMS2008 - 2020 (12 years)2 FIRMS2020 - Present (4 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2008 (10 years)BNATIONSSECURITIES (CRD# 32542)1997 - 1997 (<1 year)BBOATMEN'S INVESTMENT SERVICES,... (CRD# 17533)1996 - 1997 (<1 year)BBANC IV INVESTMENTS, INC. (CRD# 36169)1994 - 1996 (2 years)BAMERICAN BROKERAGE SERVICES, INC. (CRD# 14650)1993 - 1994 (1 year)IAA. G. EDWARDS & SONS, INC. (CRD# 4)1998 - 2008 (9 years)
License(s)

State Registrations

B
Arkansas 10/23/2020
B
Minnesota 10/23/2020
B
California 10/23/2020
B
Missouri 10/23/2020
B
Florida 10/23/2020
B
New York 1/10/2024
B
Indiana 10/23/2020
B
Oklahoma 10/23/2020
B
Iowa 11/9/2022
B
Pennsylvania 10/23/2020
B
Kansas 10/23/2020
B
Texas 10/23/2020
IA
Kansas 10/23/2020
IA
Texas 10/23/2020
B
Maine 10/23/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
144 SOUTH SANTA FE, SALINA, KS 67401
Registered with this firm since 10/23/2020
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
144 SOUTH SANTA FE, SALINA, KS 67401
Registered with this firm since 10/23/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/01/2008 - 10/23/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SALINA, KS
B
 01/01/2008 - 10/23/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SALINA, KS
B
 08/21/1997 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SALINA, KS
IA
 06/11/1998 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) SALINA, KS
B
 08/13/1997 - 08/22/1997 NATIONSSECURITIES (CRD#:32542)
B
 09/03/1996 - 08/13/1997 BOATMEN'S INVESTMENT SERVICES, INC. (CRD#:17533) ST. LOUIS, MO
B
 07/25/1994 - 09/03/1996 BANC IV INVESTMENTS, INC. (CRD#:36169)
B
 06/18/1993 - 07/19/1994 AMERICAN BROKERAGE SERVICES, INC. (CRD#:14650) DETROIT, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.