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STACEY LYNN MORGAN
STACEY LYNN MONROE
CRD#: 2358021
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 10400 NE 4TH ST
BELLEVUE, WA 98004
BELLEVUE, WA 98004
0
Disclosures
17
Years of Experience
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State Registrations
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Alaska 1/4/2016
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Montana 4/6/2021
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Arizona 1/4/2016
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Nevada 1/4/2016
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Arkansas 1/8/2016
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New Hampshire 4/6/2021
B
California 1/4/2016
B
New Jersey 1/4/2016
B
Colorado 1/4/2016
B
New Mexico 12/8/2023
B
District of Columbia 9/8/2021
B
New York 1/4/2016
B
Florida 1/4/2016
B
North Carolina 1/5/2016
B
Georgia 9/1/2023
B
Ohio 1/8/2016
B
Hawaii 1/4/2024
B
Oregon 1/4/2016
B
Idaho 1/4/2016
B
Pennsylvania 1/4/2016
B
Illinois 1/4/2016
B
Puerto Rico 8/1/2022
B
Indiana 1/8/2016
B
South Carolina 12/9/2021
B
Kansas 7/9/2024
B
Texas 1/4/2016
B
Kentucky 6/9/2016
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Texas 1/4/2016
B
Maine 12/6/2021
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Utah 1/4/2016
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Maryland 1/4/2016
B
Virginia 1/4/2016
B
Massachusetts 1/8/2016
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Washington 12/16/2015
B
Michigan 1/8/2016
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Washington 12/16/2015
B
Minnesota 1/26/2017
B
Wyoming 9/12/2024
B
Missouri 1/4/2016
SRO Registrations
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Registered with this firm since 12/16/2015
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Registered with this firm since 10/9/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 07/12/1999 - 09/05/2001 | BOSTON, MA | |
B | 07/01/1998 - 07/12/1999 | OAKLAND, CA | |
B | 06/25/1993 - 07/01/1998 | SEATTLE, WA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.