Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
CORRINE ANN LYMAN
CORRINE ANN KARR
CRD#: 2357984
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 760 SW 9th Avenue
Suite 2100
Portland, OR 97205
Registration History
19952000200520102015202020252 FIRMS2016 - Present (8 years)BRBC CAPITAL MARKETS, LLC (CRD# 31194)2002 - 2016 (14 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2002 - 2002 (<1 year)BU.S. BANCORP PIPER JAFFRAY INC. (CRD# 665)1998 - 2001 (3 years)BEVEREN SECURITIES, INC. (CRD# 19616)1997 - 1998 (<1 year)BFIRST INVESTORS CORPORATION (CRD# 305)1993 - 1993 (<1 year)IARBC CAPITAL MARKETS, LLC (CRD# 31194)2005 - 2016 (11 years)
License(s)

State Registrations

B
Alabama 4/29/2022
B
Nevada 2/20/2019
B
Alaska 4/29/2022
B
New Hampshire 5/25/2022
B
Arizona 8/23/2018
B
New Jersey 5/25/2022
B
Arkansas 2/20/2019
B
New Mexico 2/20/2019
B
California 1/10/2017
B
New York 5/25/2022
B
Colorado 5/11/2022
B
North Carolina 2/20/2019
B
Connecticut 5/11/2022
B
North Dakota 2/20/2019
B
Delaware 5/11/2022
B
Ohio 5/27/2022
B
District of Columbia 5/11/2022
B
Oklahoma 5/25/2022
B
Florida 2/20/2019
B
Oregon 11/9/2016
B
Georgia 2/20/2019
IA
Oregon 11/9/2016
B
Hawaii 5/25/2022
B
Pennsylvania 5/25/2022
B
Idaho 3/25/2021
B
Puerto Rico 2/20/2019
B
Illinois 2/20/2019
B
Rhode Island 2/20/2019
B
Indiana 2/20/2019
B
South Carolina 2/20/2019
B
Iowa 5/25/2022
B
South Dakota 2/20/2019
B
Kansas 5/25/2022
B
Tennessee 5/25/2022
B
Kentucky 5/25/2022
B
Texas 2/20/2019
B
Louisiana 5/25/2022
IA
Texas 4/23/2020
B
Maine 5/25/2022
B
Utah 2/20/2019
B
Maryland 5/25/2022
B
Vermont 5/25/2022
B
Massachusetts 3/11/2019
B
Virgin Islands 5/25/2022
B
Michigan 5/25/2022
B
Virginia 5/25/2022
B
Minnesota 2/20/2019
B
Washington 11/9/2016
B
Mississippi 2/20/2019
B
West Virginia 5/25/2022
B
Missouri 4/29/2022
B
Wisconsin 2/20/2019
B
Montana 6/15/2021
B
Wyoming 5/25/2022
B
Nebraska 2/20/2019

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
760 SW 9th Avenue Suite 2100, Portland, OR 97205
Registered with this firm since 11/9/2016
B
MORGAN STANLEY (CRD#:149777)
760 SW 9th Avenue Suite 2100, Portland, OR 97205
Registered with this firm since 11/9/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/14/2005 - 11/16/2016 RBC CAPITAL MARKETS, LLC (CRD#:31194) PORTLAND, OR
B
 07/29/2002 - 11/16/2016 RBC CAPITAL MARKETS, LLC (CRD#:31194) PORTLAND, OR
B
 01/08/2002 - 02/20/2002 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
 04/08/1998 - 12/21/2001 U.S. BANCORP PIPER JAFFRAY INC. (CRD#:665) MINNEAPOLIS, MN
B
 05/20/1997 - 04/16/1998 EVEREN SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
 07/27/1993 - 08/03/1993 FIRST INVESTORS CORPORATION (CRD#:305) EDISON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.