Individual Firm
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CRAIG ANDREW FERTEL
CRAIG ADREW FERTEL
CRD#: 2357245
IA
B
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 1717 ARCH STREET
PHILADELPHIA, PA 19103
PHILADELPHIA, PA 19103
0
Disclosures
31
Years of Experience
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State Registrations
B
California 1/6/2025
B
New Jersey 3/7/2011
B
Connecticut 7/24/2020
B
New York 8/10/2020
B
Delaware 6/3/2020
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Pennsylvania 6/23/2008
B
Illinois 12/7/2010
B
Pennsylvania 6/26/2008
B
Maryland 12/7/2010
B
West Virginia 1/11/2021
B
Massachusetts 9/24/2020
B
Wisconsin 5/24/2017
B
Nevada 5/24/2017
SRO Registrations
B
B
B
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Registered with this firm since 6/23/2008
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Registered with this firm since 6/26/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/03/2006 - 08/04/2008 | PAOLI, PA | |
IA | 05/30/2006 - 07/17/2006 | ARDMORE, PA | |
B | 06/16/1993 - 07/17/2006 | ARDMORE, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.