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Detailed Report
Jeffrey A Herndon
JEFF HERNDON, JEFFREY ALLEN HERNDON
CRD#: 2356238
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 12925 N ORACLE RD
TUCSON, AZ 85739
Registration History
19952000200520102015202020252 FIRMS2014 - Present (11 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1993 - 1994 (1 year)
Disclosure(s)
View By:
5/22/2017
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 10/14/2019
B
Montana 1/4/2023
B
Arizona 4/24/2014
B
Nevada 5/21/2015
IA
Arizona 4/24/2014
B
New Mexico 3/6/2018
B
Arkansas 11/16/2018
B
New York 10/25/2022
B
California 11/16/2018
B
North Carolina 11/19/2018
B
Colorado 11/19/2018
B
Ohio 3/23/2016
B
Connecticut 3/2/2023
B
Oklahoma 6/30/2021
B
Delaware 11/27/2018
B
Oregon 11/19/2018
B
Florida 6/29/2015
B
Pennsylvania 11/21/2018
B
Georgia 3/19/2018
B
South Carolina 3/30/2022
B
Idaho 3/5/2018
B
Texas 3/2/2018
B
Illinois 12/22/2016
IA
Texas 3/9/2018
B
Indiana 7/8/2015
B
Utah 6/26/2019
B
Maryland 3/8/2018
B
Virginia 11/16/2018
B
Massachusetts 11/20/2018
B
Washington 1/28/2016
B
Michigan 3/9/2015
B
Wisconsin 2/18/2016
B
Missouri 11/20/2018
B
Wyoming 2/13/2024

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
12925 N ORACLE RD, TUCSON, AZ 85739
Registered with this firm since 4/24/2014
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
12925 N ORACLE RD, TUCSON, AZ 85739
Registered with this firm since 4/1/2014
Previous Registration(s)
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B
 06/14/1993 - 08/11/1994 PRUCO SECURITIES CORPORATION (CRD#:5685)
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.