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WILLIAM LUCAS
BILL JAMES LUCAS, WILLIAM JAMES LUCAS
CRD#: 2355061
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 4915 LOWER MILLER CREEK RD STE 3
MISSOULA, MT 59803
MISSOULA, MT 59803
CETERA ADVISORS LLCCRD#: 10299 4915 LOWER MILLER CREEK RD STE 3
MISSOULA, MT 59803
MISSOULA, MT 59803
0
Disclosures
31
Years of Experience
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State Registrations
B
Alaska 1/2/2019
B
Montana 2/28/2012
B
Arizona 2/28/2012
IA
Montana 3/21/2024
B
California 2/28/2012
B
Oregon 2/28/2012
B
Colorado 1/27/2022
B
South Dakota 2/28/2012
B
Idaho 2/28/2012
B
Texas 1/28/2025
B
Illinois 1/27/2022
IA
Texas 1/28/2025
B
Iowa 2/28/2012
B
Utah 2/28/2012
B
Massachusetts 5/15/2012
B
Washington 2/28/2012
B
Missouri 1/2/2019
SRO Registrations
B
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IA
Registered with this firm since 3/21/2024
B
Registered with this firm since 2/28/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/30/2020 - 03/21/2024 | GREENWOOD VILLAGE, IL | |
B | 11/07/2008 - 02/28/2012 | MISSOULA, MT | |
B | 07/22/1994 - 11/07/2008 | MISSOULA, MT | |
IA | 01/31/2003 - 12/31/2004 | MISSOULA, MT | |
B | 07/21/1993 - 07/07/1994 | DULUTH, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.