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DAVID FRANCIS KEEFE III
CRD#: 2355041
IA
Investment Adviser
B
Broker
EAGLE STRATEGIES LLCCRD#: 110826 201 JONES ROAD
5TH FLOOR
WALTHAM, MA 02451
NYLIFE SECURITIES LLCCRD#: 5167 201 JONES ROAD
5TH FLOOR
WALTHAM, MA 02451
Registration History
1995200020052010201520202025IAEAGLE STRATEGIES LLC (CRD# 110826)2004 - Present (20 years)BNYLIFE SECURITIES LLC (CRD# 5167)1993 - Present (31 years)
Disclosure(s)
View By:
12/5/2006
Customer Dispute
Denied
12/4/2006
Customer Dispute
Settled
8/23/2006
Customer Dispute
Settled
License(s)

State Registrations

B
California 4/23/2007

B
Michigan 8/1/2016

B
Colorado 8/24/2021

B
Nebraska 6/25/2024

B
Connecticut 7/22/2004

B
New Hampshire 3/24/2008

B
Delaware 7/18/2023

B
New Jersey 2/12/2013

B
Florida 10/22/2015

B
New York 1/7/1998

B
Georgia 10/23/2015

B
Oregon 11/18/2019

B
Kentucky 4/20/2020

B
Pennsylvania 3/7/2018

B
Maine 4/15/2009

B
Rhode Island 1/22/1999

B
Maryland 4/8/2021

B
South Carolina 11/17/2021

B
Massachusetts 9/21/1993

B
Vermont 4/8/2021

IA
Massachusetts 3/1/2004

B
Virginia 5/13/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EAGLE STRATEGIES LLC (CRD#:110826)
201 JONES ROAD 5TH FLOOR, WALTHAM, MA 02451
Registered with this firm since 3/1/2004

B
NYLIFE SECURITIES LLC (CRD#:5167)
201 JONES ROAD 5TH FLOOR, WALTHAM, MA 02451
Registered with this firm since 8/17/1993

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.