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JAVIER AVILES
CRD#: 2354769
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 8840 SW 136TH ST
MIAMI, FL 33176
Registration History
19952000200520102015202020252 FIRMS1994 - 2007 (13 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - Present (15 years)
Disclosure(s)
View By:
7/28/2016
Customer Dispute
Denied
License(s)

State Registrations

B
California 10/23/2009

B
New Mexico 7/11/2019

B
Connecticut 7/11/2019

B
New York 10/23/2009

B
District of Columbia 9/21/2020

B
North Carolina 10/23/2009

B
Florida 10/23/2009

B
Pennsylvania 8/1/2016

IA
Florida 10/23/2009

B
Puerto Rico 10/23/2009

B
Georgia 9/24/2014

B
Rhode Island 2/7/2022

B
Idaho 8/20/2020

B
South Carolina 3/7/2017

B
Iowa 7/11/2019

B
Tennessee 10/28/2020

B
Maryland 1/5/2011

B
Texas 5/8/2015

B
Massachusetts 1/5/2011

IA
Texas 5/8/2015

B
Nevada 5/12/2021

B
Virginia 7/11/2019

B
New Jersey 7/13/2021

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
8840 SW 136TH ST, MIAMI, FL 33176
Registered with this firm since 10/23/2009

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
8840 SW 136TH ST, MIAMI, FL 33176
Registered with this firm since 10/23/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/23/2007 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) MIAMI, FL
B
05/25/2007 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) MIAMI, FL
IA
02/05/1994 - 06/12/2007 CHARLES SCHWAB & CO., INC. (CRD#:5393) CORAL GABLES, FL
B
02/03/1994 - 06/12/2007 CHARLES SCHWAB & CO., INC. (CRD#:5393) CORAL GABLES, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.