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Detailed Report
Susan McIntosh Banville
SUSAN MCINTOSH BANVILLE
CRD#: 2354614
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 970 Farmington Avenue
West Hartford, CT 06107
Registration History
1995200020052010201520202025IAEDWARD JONES (CRD# 250)2008 - Present (16 years)BEDWARD JONES (CRD# 250)1999 - Present (25 years)BLIBERTY SECURITIES CORPORATION (CRD# 14416)1997 - 1999 (2 years)BSHAWMUT BROKERAGE, INC. (CRD# 17081)1993 - 1996 (2 years)BWALL STREET INVESTOR SERVICES (CRD# 10012)1993 - 1993 (<1 year)
License(s)

State Registrations

B
California 8/19/1999
B
New Hampshire 10/23/2008
B
Colorado 12/20/2021
B
New Jersey 3/9/2021
B
Connecticut 6/17/1999
B
New York 2/28/2002
IA
Connecticut 8/15/2008
B
North Carolina 9/21/2020
B
Delaware 8/7/2024
B
Ohio 11/14/2023
B
Florida 8/13/2001
B
Oklahoma 4/15/2014
B
Illinois 6/26/2002
B
Pennsylvania 5/5/2016
B
Maine 7/10/2023
B
Rhode Island 1/2/2013
B
Maryland 4/15/2016
B
South Carolina 3/11/2020
B
Massachusetts 1/8/2007
B
Vermont 9/26/2012
B
Missouri 4/10/2001
B
Virginia 3/13/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
970 Farmington Avenue, West Hartford, CT 06107
Registered with this firm since 8/15/2008
B
EDWARD JONES (CRD#:250)
970 Farmington Avenue, West Hartford, CT 06107
Registered with this firm since 6/17/1999
Previous Registration(s)
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B
 05/02/1997 - 06/21/1999 LIBERTY SECURITIES CORPORATION (CRD#:14416) PURCHASE, NY
B
 10/29/1993 - 02/12/1996 SHAWMUT BROKERAGE, INC. (CRD#:17081)
B
 06/25/1993 - 09/03/1993 WALL STREET INVESTOR SERVICES (CRD#:10012) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.