• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
KANAKA ESTHER SZABO-CUMMINGS
ESTHER E SZABO, K ESTHER SZABO, KANAKA ESTHER SZABO, ESTHER EDITH SZABO-PELSOCZI, KANAKA ESTHER SZABO-WEBBER
CRD#: 2354565
IA
Investment Adviser
GATES PASS ADVISORS, LLCCRD#: 269983 280 2ND STREET, SUITE 280
LOS ALTOS, CA 94022
Registration History
20002002200420062008201020122014201620182020202220242026IAGATES PASS ADVISORS, LLC (CRD# 269983)2015 - Present (9 years)IAKK WEALTH ADVISORS, LLC (CRD# 140004)2006 - 2015 (9 years)IAALLIED CONSULTING GROUP (CRD# 113535)2003 - 2006 (3 years)IAGOLDSMITH & SZABO LLC (CRD# 109033)1999 - 2003 (3 years)
License(s)

State Registrations

IA
California 8/31/2015

Current Registration(s)
IA
GATES PASS ADVISORS, LLC (CRD#:269983)
280 2ND STREET, SUITE 280, LOS ALTOS, CA 94022
Registered with this firm since 8/31/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/20/2006 - 10/28/2015 KK WEALTH ADVISORS, LLC (CRD#:140004) LOS ALTOS, CA
IA
07/11/2003 - 07/27/2006 ALLIED CONSULTING GROUP (CRD#:113535) LOS ALTOS, CA
IA
09/07/1999 - 06/30/2003 GOLDSMITH & SZABO LLC (CRD#:109033) LOS ALTOS, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.