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Detailed Report
CINNAMON LEA APKER
CINNAMON LEA MULLIN
CRD#: 2354482
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3059 TOWNSGATE RD 4TH FL/STE 400
[LD-RBO]
WESTLAKE VILLAGE, CA 91361
Registration History
1995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2014 - Present (10 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - Present (14 years)BWELLS FARGO INVESTMENTS, LLC (CRD# 10582)2010 - 2011 (<1 year)BCOUNTRYWIDE SECURITIES CORPORATION (CRD# 10598)1997 - 2008 (11 years)BSUNAMERICA SECURITIES, INC. (CRD# 20068)1993 - 1997 (3 years)
License(s)

State Registrations

B
Alabama 7/7/2022
B
Missouri 7/28/2022
B
Alaska 9/25/2018
B
Montana 10/30/2023
B
Arizona 1/3/2011
B
Nevada 1/3/2011
B
Arkansas 5/17/2011
B
New Jersey 5/3/2018
B
California 1/3/2011
B
New Mexico 4/8/2021
IA
California 6/30/2014
B
New York 1/3/2011
B
Colorado 9/20/2018
B
North Carolina 8/25/2022
B
Connecticut 6/9/2015
B
Ohio 9/21/2018
B
Delaware 5/1/2024
B
Oklahoma 9/29/2023
B
District of Columbia 9/4/2024
B
Oregon 11/9/2011
B
Florida 1/3/2011
B
Pennsylvania 6/9/2023
B
Georgia 2/4/2020
B
South Carolina 7/18/2019
B
Hawaii 12/5/2011
B
South Dakota 1/5/2024
B
Idaho 1/3/2011
B
Tennessee 2/26/2020
B
Illinois 4/7/2011
B
Texas 3/14/2017
B
Indiana 9/27/2018
IA
Texas 3/15/2017
B
Iowa 5/1/2024
B
Utah 5/31/2011
B
Kentucky 3/27/2024
B
Vermont 10/24/2019
B
Maine 9/29/2023
B
Virginia 9/20/2018
B
Massachusetts 11/17/2021
B
Washington 1/3/2011
B
Michigan 3/9/2017
B
West Virginia 9/19/2022
B
Minnesota 3/7/2022
B
Wisconsin 9/4/2024
B
Mississippi 1/9/2023
B
Wyoming 7/7/2022

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3059 TOWNSGATE RD 4TH FL/STE 400 [LD-RBO], WESTLAKE VILLAGE, CA 91361
Registered with this firm since 6/30/2014
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3059 TOWNSGATE RD 4TH FL/STE 400 [LD-RBO], WESTLAKE VILLAGE, CA 91361
Registered with this firm since 1/3/2011
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/16/2010 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) WESTLAKE VILLAGE, CA
B
 02/07/1997 - 09/09/2008 COUNTRYWIDE SECURITIES CORPORATION (CRD#:10598) CALABASAS, CA
B
 08/02/1993 - 01/24/1997 SUNAMERICA SECURITIES, INC. (CRD#:20068) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.