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ROBERT CHRISTOPHER BARTHEN
ROB BARTHEN JR, ROBERT CHRISTOPHER BARTHEN JR
CRD#: 2354116
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Investment Adviser
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Broker
OSAIC WEALTH, INC.CRD#: 23131 2115 E CLAIRMONT AVE
SUITE 3A
EAU CLAIRE, WI 54701
Registration History
19952000200520102015202020252 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (1 year)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2018 - 2021 (2 years)BQUESTAR CAPITAL CORPORATION (CRD# 43100)2018 - 2018 (<1 year)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2015 - 2018 (2 years)BMETLIFE SECURITIES INC. (CRD# 14251)2010 - 2015 (5 years)BPRINCOR FINANCIAL SERVICES COR... (CRD# 1137)2011 - 2012 (<1 year)BLASALLE ST SECURITIES, L.L.C. (CRD# 7191)2004 - 2010 (5 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2003 - 2004 (<1 year)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2002 - 2003 (1 year)BLUTHERAN BROTHERHOOD SECURITIE... (CRD# 4205)1993 - 2002 (8 years)IACAMBRIDGE INVESTMENT RESEARCH ... (CRD# 134139)2020 - 2021 (<1 year)
License(s)

State Registrations

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Arizona 1/19/2024

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Mississippi 1/19/2024

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Florida 1/19/2024

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Texas 1/19/2024

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Minnesota 1/19/2024

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Wisconsin 1/19/2024

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Minnesota 1/19/2024

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Wisconsin 1/19/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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OSAIC WEALTH, INC. (CRD#:23131)
2115 E CLAIRMONT AVE SUITE 3A, EAU CLAIRE, WI 54701
Registered with this firm since 1/19/2024

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OSAIC WEALTH, INC. (CRD#:23131)
2115 E CLAIRMONT AVE SUITE 3A, EAU CLAIRE, WI 54701
Registered with this firm since 1/19/2024

Previous Registration(s)
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03/08/2021 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) EAU CLAIRE, WI
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03/08/2021 - 01/19/2024 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) EAU CLAIRE, WI
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11/19/2020 - 03/22/2021 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) Eau Claire, WI
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05/24/2018 - 03/22/2021 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) EAU CLAIRE, WI
B
04/11/2018 - 05/29/2018 QUESTAR CAPITAL CORPORATION (CRD#:43100) EAU CLAIRE, WI
B
07/31/2015 - 05/04/2018 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) EAU CLAIRE, WI
B
01/06/2010 - 08/05/2015 METLIFE SECURITIES INC. (CRD#:14251) EAU CLAIRE, WI
B
12/07/2011 - 01/04/2012 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) EAU CLAIRE, WI
B
10/11/2004 - 01/04/2010 LASALLE ST SECURITIES, L.L.C. (CRD#:7191) EAU CLAIRE, WI
B
12/04/2003 - 10/25/2004 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
07/01/2002 - 12/11/2003 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) MINNEAPOLIS, MN
B
08/27/1993 - 07/01/2002 LUTHERAN BROTHERHOOD SECURITIES CORP. (CRD#:4205) MINNEAPOLIS, MN
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Broker
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Investment Adviser
Disclosures
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