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Michael Stuart
MICHAEL DAVID STUART
CRD#: 2354107
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Investment Adviser
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Previous Broker
OAK HARVEST INVESTMENT SERVICESCRD#: 173293 920 MEMORIAL CITY WAY
SUITE 150
HOUSTON, TX 77024
Registration History
1995200020052010201520202025IAOAK HARVEST INVESTMENT SERVICES (CRD# 173293)2023 - Present (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)1993 - 2019 (25 years)BCHATFIELD DEAN & CO., INC. (CRD# 14714)1993 - 1993 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2019 (<1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2000 - 2018 (17 years)
Disclosure(s)
View By:
2/20/2019
Employment Separation After Allegations
2/20/2019
Employment Separation After Allegations
4/27/2000
Customer Dispute
Denied
License(s)

State Registrations

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Texas 12/14/2023

Current Registration(s)
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OAK HARVEST INVESTMENT SERVICES (CRD#:173293)
920 MEMORIAL CITY WAY SUITE 150, HOUSTON, TX 77024
Registered with this firm since 12/14/2023

Previous Registration(s)
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07/13/2018 - 03/18/2019 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
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08/18/1993 - 03/18/2019 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) FRIENDSWOOD, TX
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11/09/2000 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) FRIENDSWOOD, TX
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06/15/1993 - 08/02/1993 CHATFIELD DEAN & CO., INC. (CRD#:14714) GREENWOOD VILLAGE, CO
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.