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Detailed Report
JON STEPHEN ALIN
CRD#: 2353855
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 225 NE MIZNER BLVD STE 550
Boca Raton, FL 33432
CETERA ADVISOR NETWORKS LLCCRD#: 13572 225 NE MIZNER BLVD STE 550
BOCA RATON, FL 33432
Registration History
1995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (2 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2019 - Present (5 years)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2010 - 2019 (9 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2002 - 2010 (7 years)BWACHOVIA SECURITIES, INC. (CRD# 19616)1999 - 2002 (3 years)BFIRST UNION CAPITAL MARKETS CORP. (CRD# 6124)1999 - 1999 (<1 year)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1993 - 1999 (5 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IASUMMIT FINANCIAL GROUP INC (CRD# 109485)2010 - 2021 (10 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2010 (1 year)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2002 - 2009 (6 years)IAWACHOVIA SECURITIES, INC. (CRD# 19616)2001 - 2002 (1 year)
Disclosure(s)
View By:
3/28/2019
Judgment / Lien
5/15/2018
Judgment / Lien
3/17/2016
Judgment / Lien
License(s)

State Registrations

B
Alabama 9/20/2019
B
New Jersey 9/20/2019
B
Colorado 5/14/2020
B
New York 9/20/2019
B
Connecticut 9/20/2019
B
South Carolina 9/20/2019
B
Florida 9/27/2019
B
Texas 9/20/2019
IA
Florida 3/28/2023
IA
Texas 6/29/2023
B
Georgia 9/20/2019
B
Virginia 9/20/2019
B
Nevada 9/20/2019
B
West Virginia 9/20/2019

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
225 NE MIZNER BLVD STE 550, Boca Raton, FL 33432
BOCA RATON, FL
Registered with this firm since 3/28/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
225 NE MIZNER BLVD STE 550, BOCA RATON, FL 33432
BOCA RATON, FL
Registered with this firm since 8/22/2019
Previous Registration(s)
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IA
 03/12/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) BOCA RATON, FL
IA
 06/30/2010 - 05/20/2021 SUMMIT FINANCIAL GROUP INC (CRD#:109485) BOCA RATON, FL
B
 06/30/2010 - 09/20/2019 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) BOCA RATON, FL
IA
 01/12/2009 - 06/30/2010 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) ROSELAND, NJ
B
 10/28/2002 - 06/30/2010 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) ROSELAND, NJ
IA
 12/10/2002 - 01/12/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) ROSELAND, NJ
IA
 08/01/2001 - 10/30/2002 WACHOVIA SECURITIES, INC. (CRD#:19616) MORRISTOWN, NJ
B
 10/01/1999 - 10/30/2002 WACHOVIA SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
 02/05/1999 - 10/01/1999 FIRST UNION CAPITAL MARKETS CORP. (CRD#:6124) CHARLOTTE, NC
B
 06/23/1993 - 02/09/1999 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.