Individual Firm
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LARRY G SUN
GUOFANG SUN, LARRY SUN
CRD#: 2353638
IA
B
HORNOR, TOWNSEND & KENT, LLCCRD#: 4031 161 WASHINGTON STREET
FLOOR 11, SUITE 1111
CONSHOHOCKEN, PA 19428
FLOOR 11, SUITE 1111
CONSHOHOCKEN, PA 19428
View By:
1/20/2022
Customer Dispute
Closed-No Action
10/2/2006
Customer Dispute
Denied
State Registrations
B
California 7/5/2017
B
Minnesota 4/17/2023
B
Connecticut 12/4/2017
B
Nevada 9/11/2024
B
Delaware 7/5/2017
B
New Jersey 7/5/2017
B
Florida 5/4/2023
B
North Carolina 1/25/2023
B
Georgia 5/2/2024
B
Oklahoma 10/13/2021
B
Indiana 8/24/2022
B
Pennsylvania 7/5/2017
B
Kentucky 12/20/2022
IA
Pennsylvania 7/24/2019
B
Maryland 7/5/2017
B
Texas 2/17/2022
B
Massachusetts 2/1/2021
B
Washington 7/12/2018
B
Michigan 6/26/2023
SRO Registrations
B
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IA
Registered with this firm since 7/24/2019
B
Registered with this firm since 7/5/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/25/2017 - 07/07/2017 | NEWTOWN SQUARE, PA | |
B | 08/27/1993 - 03/25/2017 | NEWTOWN SQUARE, PA | |
IA | 07/31/2002 - 01/18/2012 | NEWTOWN SQUARE, PA | |
B | 08/27/1993 - 07/09/2007 | MARLTON, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.