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SCOTT STEPHEN CHAISSON
CRD#: 2353375
IA
Investment Adviser
B
Broker
COMPASS CAPITAL CORPORATIONCRD#: 112323 50 BRAINTREE HILL OFFICE PARK
SUITE 105
BRAINTREE, MA 02184-8734
COMPASS SECURITIES CORPORATIONCRD#: 16168 50 BRAINTREE HILL OFFICE PARK
STE 105
BRAINTREE, MA 02184
Registration History
19952000200520102015202020252 FIRMS2004 - 2006 (1 year)2 FIRMS2006 - 2009 (2 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2012 - 2014 (2 years)2 FIRMS2015 - Present (9 years)BGLOBAL INVESTOR SERVICES, L.C. (CRD# 29249)2011 - 2012 (1 year)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2010 - 2011 (<1 year)BQUICK & REILLY, INC. (CRD# 11217)2003 - 2004 (1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2003 (3 years)BFIDELITY BROKERAGE SERVICES, INC. (CRD# 7784)1995 - 1999 (4 years)BMONY SECURITIES CORP. (CRD# 4386)1993 - 1995 (2 years)IAQUICK & REILLY, INC. (CRD# 11217)2004 - 2004 (<1 year)
Disclosure(s)
View By:
11/16/2012
Customer Dispute
Pending
10/11/2010
Customer Dispute
Pending
License(s)

State Registrations

B
Indiana 11/1/2016

B
New Jersey 11/7/2016

B
Kansas 11/8/2016

B
New Mexico 11/2/2016

B
Massachusetts 7/17/2015

B
Ohio 11/1/2016

IA
Massachusetts 8/6/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMPASS CAPITAL CORPORATION (CRD#:112323)
50 BRAINTREE HILL OFFICE PARK SUITE 105, BRAINTREE, MA 02184-8734
Registered with this firm since 8/6/2015

B
COMPASS SECURITIES CORPORATION (CRD#:16168)
50 BRAINTREE HILL OFFICE PARK STE 105, BRAINTREE, MA 02184
50 BRAINTREE HILL PARK SUITE 105, BRAINTREE, MA 02184-8734
Registered with this firm since 7/15/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/20/2012 - 11/24/2014 CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC (CRD#:131631) MIAMI, FL
B
04/20/2012 - 11/24/2014 CAPITAL GUARDIAN, LLC (CRD#:137919)
FINRA expelled the firm on 01/18/2018
MIAMI, FL
B
01/10/2011 - 01/09/2012 GLOBAL INVESTOR SERVICES, L.C. (CRD#:29249) MIAMI, FL
B
03/11/2010 - 01/12/2011 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) BOCA RATON, FL
IA
05/29/2009 - 10/15/2009 OPPENHEIMER & CO. INC. (CRD#:249) SARASOTA, FL
B
03/18/2009 - 10/15/2009 OPPENHEIMER & CO. INC. (CRD#:249) SARASOTA, FL
IA
05/15/2006 - 03/16/2009 STANFORD GROUP COMPANY (CRD#:39285) MIAMI, FL
B
05/01/2006 - 03/16/2009 STANFORD GROUP COMPANY (CRD#:39285) MIAMI, FL
IA
10/20/2004 - 05/02/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOCA RATON, FL
B
10/20/2004 - 05/02/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOCA RATON, FL
IA
08/11/2004 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) BEDFORD, MA
B
07/16/2003 - 10/20/2004 QUICK & REILLY, INC. (CRD#:11217) NEW YORK, NY
B
02/22/2000 - 07/25/2003 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
10/27/1995 - 12/20/1999 FIDELITY BROKERAGE SERVICES, INC. (CRD#:7784) SMITHFIELD, RI
B
05/15/1993 - 10/25/1995 MONY SECURITIES CORP. (CRD#:4386) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.