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DANIEL KEITH AVAN
CRD#: 2352641
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 5800 ARMADA DR STE 300
CARLSBAD, CA 92008
Registration History
199019952000200520102015202020252 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2015 (5 years)2 FIRMS2015 - Present (9 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2008 (7 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1997 - 2000 (3 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1993 - 1997 (4 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2001 - 2008 (6 years)
Disclosure(s)
View By:
6/29/1987
Criminal
Final Disposition
License(s)

State Registrations

B
Alabama 1/14/2022

B
Montana 10/28/2020

B
Alaska 5/10/2024

B
Nebraska 4/29/2015

B
Arizona 3/27/2015

B
Nevada 5/11/2015

B
California 3/27/2015

B
New Jersey 1/17/2025

IA
California 3/27/2015

B
New Mexico 1/21/2025

B
Colorado 1/8/2021

B
New York 4/29/2015

B
Connecticut 12/3/2018

B
North Carolina 4/29/2015

B
District of Columbia 11/14/2023

B
Ohio 3/27/2015

B
Florida 3/27/2015

B
Oklahoma 3/27/2015

B
Georgia 5/1/2015

B
Oregon 4/29/2015

B
Hawaii 11/25/2024

B
Pennsylvania 2/27/2018

B
Idaho 3/27/2015

B
Rhode Island 11/25/2024

B
Illinois 4/29/2015

B
South Dakota 11/4/2020

B
Indiana 11/25/2024

B
Tennessee 3/27/2015

B
Iowa 9/30/2021

B
Texas 3/27/2015

B
Kansas 3/27/2015

IA
Texas 3/27/2015

B
Maine 5/14/2024

B
Utah 9/19/2019

B
Maryland 12/12/2024

B
Vermont 3/27/2015

B
Massachusetts 3/3/2022

B
Virginia 1/17/2025

B
Michigan 3/27/2015

B
Washington 3/27/2015

B
Minnesota 1/21/2025

B
Wisconsin 3/13/2024

B
Mississippi 1/21/2025

B
Wyoming 1/29/2024

B
Missouri 11/20/2018

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
5800 ARMADA DR STE 300, CARLSBAD, CA 92008
Registered with this firm since 3/27/2015

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
5800 ARMADA DR STE 300, CARLSBAD, CA 92008
Registered with this firm since 3/27/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 04/07/2015 MORGAN STANLEY (CRD#:149777) CARLSBAD, CA
B
06/01/2009 - 04/07/2015 MORGAN STANLEY (CRD#:149777) CARLSBAD, CA
IA
02/29/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CARLSBAD, CA
B
02/29/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) CARLSBAD, CA
IA
04/24/2001 - 03/13/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CARLSBAD, CA
B
09/01/2000 - 03/13/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CARLSBAD, CA
B
05/09/1997 - 09/20/2000 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
05/28/1993 - 05/22/1997 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.