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Detailed Report
MATTHEW GROVER GAINEY
CRD#: 2351657
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 900 5TH AVE S
STE 101
NAPLES, FL 34102
Registration History
19952000200520102015202020252 FIRMS2000 - Present (24 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1995 - 2000 (5 years)BFIRST INVESTORS CORPORATION (CRD# 305)1993 - 1995 (1 year)
Disclosure(s)
View By:
7/26/2011
Customer Dispute
Final
7/12/2004
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 8/23/2006
B
Minnesota 12/6/2022
B
Arkansas 3/25/2025
B
Missouri 5/2/2012
B
California 4/23/2022
B
Nebraska 7/19/2019
B
Colorado 2/4/2025
B
New Jersey 1/12/2001
B
Connecticut 4/23/2022
B
New York 1/12/2001
B
Delaware 7/15/2022
B
North Carolina 10/31/2024
B
Florida 10/1/2000
B
Ohio 8/1/2023
IA
Florida 10/1/2000
B
Pennsylvania 11/28/2003
B
Georgia 4/14/2023
B
South Carolina 1/13/2020
B
Illinois 5/1/2007
B
Tennessee 1/15/2019
B
Indiana 9/17/2014
B
Texas 8/22/2019
B
Kansas 10/31/2024
IA
Texas 8/23/2019
B
Maine 4/23/2022
B
Vermont 10/1/2019
B
Maryland 6/27/2022
B
Virginia 8/16/2023
B
Massachusetts 9/17/2003
B
West Virginia 8/7/2019

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
900 5TH AVE S STE 101, NAPLES, FL 34102
Registered with this firm since 10/1/2000
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
900 5TH AVE S STE 101, NAPLES, FL 34102
Registered with this firm since 10/1/2000
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 05/26/1995 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
B
 05/26/1993 - 02/07/1995 FIRST INVESTORS CORPORATION (CRD#:305) EDISON, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.