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Detailed Report
JOSEPH DEWEY JACKSON
JOE JACKSON, JOEY JACKSON
CRD#: 2351290
IA
Investment Adviser
B
Broker
CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD#: 149124 210 FAIRWAY DRIVE
STE 101
FAYETTEVILLE, NC 28305
CAPITAL INVESTMENT GROUP, INC.CRD#: 14752 210 FAIRWAY DRIVE
STE 101
FAYETTEVILLE, NC 28305
Registration History
19952000200520102015202020252 FIRMS2001 - 2005 (3 years)2 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - 2013 (6 years)IACAPITAL INVESTMENT ADVISORY SE... (CRD# 149124)2022 - Present (3 years)BCAPITAL INVESTMENT GROUP, INC. (CRD# 14752)2015 - Present (9 years)BCAPE FEAR SECURITIES, INC. (CRD# 156359)2013 - 2016 (2 years)BCENTURA SECURITIES, INC. (CRD# 36179)1994 - 2001 (6 years)BUVEST INVESTMENT SERVICES (CRD# 13787)1994 - 1994 (<1 year)BSMITH BARNEY SHEARSON INC. (CRD# 7059)1993 - 1994 (<1 year)BLEHMAN BROTHERS INC. (CRD# 7506)1993 - 1993 (<1 year)IACAPE FEAR SECURITIES, INC. (CRD# 156359)2013 - 2021 (8 years)
Disclosure(s)
View By:
5/21/2024
Customer Dispute
Settled
3/4/2024
Customer Dispute
Pending
8/24/2023
Customer Dispute
Settled
10/21/2022
Customer Dispute
Settled
6/17/2002
Customer Dispute
Denied
License(s)

State Registrations

B
Colorado 8/31/2022
B
South Carolina 10/1/2015
B
Georgia 8/20/2018
B
South Dakota 4/19/2016
B
North Carolina 10/2/2015
B
Virginia 11/5/2015
IA
North Carolina 1/14/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL INVESTMENT ADVISORY SERVICES, LLC (CRD#:149124)
210 FAIRWAY DRIVE STE 101, FAYETTEVILLE, NC 28305
Registered with this firm since 1/14/2022
B
CAPITAL INVESTMENT GROUP, INC. (CRD#:14752)
210 FAIRWAY DRIVE STE 101, FAYETTEVILLE, NC 28305
Registered with this firm since 9/18/2015
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/06/2013 - 12/31/2021 CAPE FEAR SECURITIES, INC. (CRD#:156359) FAYETTEVILLE, NC
B
 05/06/2013 - 01/04/2016 CAPE FEAR SECURITIES, INC. (CRD#:156359) FAYETTEVILLE, NC
IA
 08/15/2006 - 05/21/2013 LPL FINANCIAL LLC (CRD#:6413) FAYETTEVILLE, NC
B
 08/15/2006 - 05/21/2013 LPL FINANCIAL LLC (CRD#:6413) FAYETTEVILLE, NC
IA
 01/21/2005 - 08/15/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) FAYETTEVILLE, NC
B
 01/21/2005 - 08/15/2006 WACHOVIA SECURITIES, LLC (CRD#:19616) FAYETTEVILLE, NC
IA
 12/31/2001 - 01/26/2005 MORGAN STANLEY (CRD#:7556) RALEIGH, NC
B
 04/03/2001 - 01/26/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
B
 06/01/1994 - 04/04/2001 CENTURA SECURITIES, INC. (CRD#:36179) KANNAPOLIS, NC
B
 04/21/1994 - 06/01/1994 UVEST INVESTMENT SERVICES (CRD#:13787) CHARLOTTE, NC
B
 07/31/1993 - 05/10/1994 SMITH BARNEY SHEARSON INC. (CRD#:7059) NEW YORK, NY
B
 06/14/1993 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.