Individual Firm
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JAMES JOHN HAMER
JAMES J HAMER, JAMES HAMER
CRD#: 2351129
IA
B
GLOBAL VIEW CAPITAL MANAGEMENT LLCCRD#: 158292 933 NORTH MAYFAIR ROAD
SUITE 301
WAUWATOSA, WI 53226
SUITE 301
WAUWATOSA, WI 53226
MCDERMOTT INVESTMENT SERVICES, LLCCRD#: 154926 WAUWATOSA, WI
View By:
3/8/2010
Customer Dispute
Denied
State Registrations
B
Florida 2/26/2025
IA
Wisconsin 1/7/2014
B
Minnesota 2/25/2025
B
Wisconsin 2/25/2025
IA
Texas 1/3/2017
SRO Registrations
B
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B
Registered with this firm since 2/25/2025
IA
Registered with this firm since 1/7/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/03/2014 - 02/18/2025 | Wauwatosa, WI | |
IA | 11/01/2010 - 12/31/2013 | WAUKESHA, WI | |
B | 11/01/2010 - 12/31/2013 | ATLANTA, GA | |
IA | 07/07/2006 - 11/03/2010 | WAUKESHA, WI | |
B | 04/12/2002 - 11/03/2010 | WAUKESHA, WI | |
IA | 09/23/2004 - 08/21/2006 | WAUKESHA, WI | |
B | 06/06/1994 - 04/12/2002 | DULUTH, GA | |
B | 02/18/1994 - 06/06/1994 | PHILADELPHIA, PA |
WAUKESHA, WI
07/07/2006 - 11/03/2010
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.