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GREGG MITCHELL KARAL
CRD#: 2350524
IA
Investment Adviser
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Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 1143 MERIDEN WATERBURY TURNPIKE
PLANTSVILLE, CT 06479
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 1143 MERIDEN WATERBURY TURNPIKE
PLANTSVILLE, CT 06479
Registration History
19952000200520102015202020252 FIRMS2006 - Present (18 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)2005 - 2006 (<1 year)BADVEST, INC. (CRD# 10)2001 - 2005 (4 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)1999 - 2001 (1 year)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)1997 - 1999 (2 years)BUSLIFE EQUITY SALES CORP. (CRD# 7962)1995 - 1997 (2 years)BBERKSHIRE EQUITY SALES, INC. (CRD# 87)1993 - 1995 (1 year)IANATIONAL PLANNING CORPORATION ... (CRD# 29604)2006 - 2006 (<1 year)IAADVEST, INC. (CRD# 10)2002 - 2005 (3 years)
Disclosure(s)
View By:
10/27/2006
Employment Separation After Allegations
License(s)

State Registrations

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Colorado 3/14/2024

B
Illinois 1/3/2025

B
Connecticut 11/16/2006

B
Massachusetts 2/7/2012

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Connecticut 11/16/2006

B
New Hampshire 9/8/2023

B
Florida 6/4/2008

B
New York 11/16/2006

B
Georgia 1/4/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
1143 MERIDEN WATERBURY TURNPIKE, PLANTSVILLE, CT 06479
Registered with this firm since 11/16/2006

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
1143 MERIDEN WATERBURY TURNPIKE, PLANTSVILLE, CT 06479
Registered with this firm since 11/16/2006

Previous Registration(s)
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01/13/2006 - 10/27/2006 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) GLASTONBURY, CT
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11/21/2005 - 10/27/2006 NATIONAL PLANNING CORPORATION (CRD#:29604) GLASTONBURY, CT
IA
02/04/2002 - 12/16/2005 ADVEST, INC. (CRD#:10) HARTFORD, CT
B
06/12/2001 - 12/16/2005 ADVEST, INC. (CRD#:10) HARTFORD, CT
B
11/22/1999 - 04/17/2001 NATIONAL PLANNING CORPORATION (CRD#:29604) LOS ANGELES, CA
B
10/01/1997 - 11/10/1999 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) PHOENIX, AZ
B
05/03/1995 - 10/01/1997 USLIFE EQUITY SALES CORP. (CRD#:7962) NEW YORK, NY
B
10/04/1993 - 04/27/1995 BERKSHIRE EQUITY SALES, INC. (CRD#:87) PITTSFIELD, MA
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.