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EDWARD LOWELL PLOTKIN
CRD#: 2349260
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 8501 N. SCOTTSDALE ROAD
SUITE 250
SCOTTSDALE, AZ 85253
Registration History
19952000200520102015202020252 FIRMS2002 - 2005 (2 years)2 FIRMS2005 - 2005 (<1 year)2 FIRMS2014 - 2018 (4 years)2 FIRMS2018 - Present (6 years)BZIONS DIRECT, INC. (CRD# 17776)2014 - 2014 (<1 year)BEDWARD JONES (CRD# 250)2001 - 2002 (1 year)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2001 - 2001 (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1997 - 1998 (1 year)BSMITH BARNEY INC. (CRD# 7059)1995 - 1997 (2 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1994 - 1995 (<1 year)IACONTANGO CAPITAL ADVISORS, INC. (CRD# 131308)2010 - 2014 (3 years)IAMIDFIRST BANK (CRD# 137100)2006 - 2006 (<1 year)
License(s)

State Registrations

B
Arizona 8/9/2018

B
New Jersey 1/13/2025

IA
Arizona 8/9/2018

B
New Mexico 8/10/2018

B
Arkansas 8/7/2023

IA
New Mexico 8/10/2018

B
California 12/14/2018

B
New York 10/3/2020

B
Colorado 1/26/2024

B
North Carolina 10/5/2020

B
Connecticut 1/13/2025

B
Oregon 12/2/2021

B
Florida 6/22/2021

B
Pennsylvania 1/13/2025

B
Illinois 10/14/2020

B
South Carolina 1/13/2025

B
Indiana 8/16/2023

B
South Dakota 10/16/2020

B
Maryland 1/13/2025

B
Texas 3/12/2020

B
Massachusetts 1/13/2025

IA
Texas 3/19/2020

B
Montana 10/5/2020

B
Virginia 1/13/2025

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
8501 N. SCOTTSDALE ROAD SUITE 250, SCOTTSDALE, AZ 85253
125 Lincoln Avenue Suite 200, SANTA FE, NM 87501
Registered with this firm since 8/9/2018

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
8501 N. SCOTTSDALE ROAD SUITE 250, SCOTTSDALE, AZ 85253
125 Lincoln Avenue Suite 200, SANTA FE, NM 87501
Registered with this firm since 8/9/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/02/2014 - 08/31/2018 BOK FINANCIAL ADVISORS (CRD#:17530) SCOTTSDALE, AZ
B
04/22/2014 - 08/31/2018 BOK FINANCIAL SECURITIES, INC. (CRD#:17530) SCOTTSDALE, AZ
IA
11/23/2010 - 04/18/2014 CONTANGO CAPITAL ADVISORS, INC. (CRD#:131308) SCOTTSDALE, AZ
B
03/12/2014 - 04/18/2014 ZIONS DIRECT, INC. (CRD#:17776) SCOTTSDALE, AZ
IA
01/19/2006 - 12/20/2006 MIDFIRST BANK (CRD#:137100) OKLAHOMA CITY, OK
IA
01/07/2005 - 09/22/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) SCOTTSDALE, AZ
B
01/07/2005 - 09/22/2005 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
IA
07/15/2002 - 01/11/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) SCOTTSDALE, AZ
B
07/15/2002 - 01/11/2005 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
07/13/2001 - 07/01/2002 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
06/20/2001 - 07/20/2001 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) FAIRFIELD, IA
B
07/30/1997 - 12/14/1998 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
04/11/1995 - 06/06/1997 SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
07/02/1994 - 04/04/1995 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.