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Detailed Report
MICHAEL FRANKLIN KLENCK
CRD#: 2349007
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 MOORSEVILLE, NC
CETERA ADVISOR NETWORKS LLCCRD#: 13572 MOORSEVILLE, NC
Registration History
19952000200520102015202020252 FIRMS1997 - 1997 (<1 year)2 FIRMS2007 - 2021 (14 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2003 - 2007 (3 years)BWACHOVIA SECURITIES, INC. (CRD# 19616)2001 - 2003 (2 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1999 - 2001 (1 year)BNATIONSBANC INVESTMENTS, INC. (CRD# 16361)1998 - 1998 (<1 year)BPNMR SECURITIES, INC. (CRD# 19061)1994 - 1996 (2 years)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1993 - 1994 (1 year)BSENTRA SECURITIES CORPORATION (CRD# 10249)1993 - 1993 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2005 - 2007 (1 year)
License(s)

State Registrations

B
California 6/9/2021
IA
North Carolina 6/29/2023
B
Florida 6/10/2021
B
South Carolina 6/9/2021
B
New Jersey 6/9/2021
B
Washington 6/9/2021
B
North Carolina 6/9/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
MOORSEVILLE, NC
223 WILLIAMSON RD SUITE 104, MOORESVILLE, NC 28117
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
MOORSEVILLE, NC
223 WILLIAMSON RD SUITE 104, MOORESVILLE, NC 28117
Registered with this firm since 6/9/2021
Previous Registration(s)
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IA
 06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 03/05/2007 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) MOORSEVILLE, NC
B
 02/22/2007 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) MOORSEVILLE, NC
IA
 08/02/2005 - 02/26/2007 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) MOORESVILE, NC
B
 04/09/2003 - 02/26/2007 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) MOORESVILE, NC
B
 01/17/2001 - 05/05/2003 WACHOVIA SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
 02/26/1999 - 01/25/2001 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
B
 04/28/1998 - 12/11/1998 NATIONSBANC INVESTMENTS, INC. (CRD#:16361)
B
 03/17/1997 - 08/05/1997 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
 01/30/1997 - 02/10/1997 EDWARD D. JONES & CO., L.P. (CRD#:250) ST. LOUIS, MO
B
 07/18/1994 - 12/05/1996 PNMR SECURITIES, INC. (CRD#:19061) BOSTON, MA
B
 06/23/1993 - 06/22/1994 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
 05/27/1993 - 07/13/1993 SENTRA SECURITIES CORPORATION (CRD#:10249) PHOENIX, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.