• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Darwin Fitzgerald Brown
CRD#: 2348569
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
19952000200520102015202020252 FIRMS2024 - Present (<1 year)BABN AMRO INVESTMENT SERVICES, INC. (CRD# 20373)1993 - 1994 (1 year)
Disclosure(s)
View By:
10/18/2007
Judgment / Lien
License(s)

State Registrations

B
Connecticut 10/3/2024

B
New Jersey 10/3/2024

B
Georgia 10/4/2024

B
Pennsylvania 12/17/2024

B
Illinois 12/10/2024

B
Texas 10/3/2024

IA
Illinois 12/10/2024

IA
Texas 10/18/2024

B
Indiana 12/12/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 10/18/2024

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 8/9/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/23/1993 - 11/21/1994 ABN AMRO INVESTMENT SERVICES, INC. (CRD#:20373)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.