Individual Firm
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DAMIAN MARLON BELL
DAMIAN M BELL, DAMIAN BELL
CRD#: 2348521
IA
B
The representative was previously registered both as an investment adviser and as a broker. Visit BrokerCheck for more information on this individual's Broker record. Go to BrokerCheck Site
6
Firms
0
Licenses
View By:
11/5/2024
Customer Dispute
Denied
1/15/2024
Customer Dispute
Denied
1/15/2024
Customer Dispute
Denied
8/11/2022
Customer Dispute
Settled
6/1/2022
Customer Dispute
Settled
12/23/2020
Customer Dispute
Settled
10/21/2020
Customer Dispute
Settled
6/15/2018
Customer Dispute
Denied
7/17/2017
Customer Dispute
Award / Judgment
5/2/2017
Customer Dispute
Award / Judgment
4/6/2017
Customer Dispute
Settled
1/19/2017
Customer Dispute
Award / Judgment
3/14/2016
Customer Dispute
Settled
3/22/2012
Customer Dispute
Denied
10/17/2006
Customer Dispute
Settled
8/4/2003
Customer Dispute
Closed-No Action
The broker is not currently registered with any state or SRO.
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/20/2017 - 01/08/2025 | SPANISH FORT, AL | |
IA | 06/09/2017 - 06/09/2017 | SPANISH FORT, AL | |
IA | 12/17/2010 - 05/26/2017 | DAPHNE, AL | |
IA | 06/29/2005 - 12/02/2010 | DAPHNE, AL | |
IA | 03/22/2005 - 06/09/2005 | DAPHNE, AL | |
IA | 06/20/2002 - 04/05/2005 | FAIRHOPE, AL | |
IA | 03/16/2001 - 06/20/2002 | FAIRHOPE, AL |
SPANISH FORT, AL
07/20/2017 - 01/08/2025
SPANISH FORT, AL
06/09/2017 - 06/09/2017
DAPHNE, AL
06/29/2005 - 12/02/2010
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.