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CRAIG PATRICK HARSHEY
CRAIG P HARSHEY, CRAIG HARSHEY
CRD#: 2348511
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1753 PINNACLE DR 3RD and 4TH FL
[V1-RBO]
MCLEAN, VA 22102
Registration History
19952000200520102015202020253 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - 2023 (4 years)2 FIRMS2023 - Present (1 year)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2017 - 2018 (<1 year)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2000 - 2017 (17 years)BCRESTAR SECURITIES CORPORATION (CRD# 17464)1997 - 2000 (3 years)BCITIZENS BROKERAGE SERVICES, INC. (CRD# 17666)1994 - 1997 (2 years)BNATIONSSECURITIES (CRD# 32542)1994 - 1994 (<1 year)IASUNTRUST ADVISORY SERVICES, INC. (CRD# 283390)2016 - 2017 (1 year)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2005 - 2016 (11 years)
License(s)

State Registrations

B
Arizona 4/11/2023

B
New Jersey 4/11/2023

B
Arkansas 4/11/2023

B
New York 4/11/2023

B
California 4/11/2023

B
North Carolina 4/11/2023

B
Colorado 4/11/2023

B
Ohio 4/11/2023

B
Delaware 4/11/2023

B
Pennsylvania 4/11/2023

B
District of Columbia 4/11/2023

B
South Carolina 4/11/2023

B
Florida 4/11/2023

B
South Dakota 4/11/2023

B
Illinois 4/11/2023

B
Texas 4/11/2023

B
Maryland 4/11/2023

B
Utah 4/11/2023

B
Massachusetts 4/11/2023

B
Virginia 4/11/2023

B
Michigan 4/11/2023

IA
Virginia 4/11/2023

B
New Hampshire 4/11/2023

B
Wyoming 4/11/2023

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1753 PINNACLE DR 3RD and 4TH FL [V1-RBO], MCLEAN, VA 22102
Registered with this firm since 4/11/2023

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1753 PINNACLE DR 3RD and 4TH FL [V1-RBO], MCLEAN, VA 22102
Registered with this firm since 4/11/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/20/2018 - 03/27/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) McLean, VA
B
11/20/2018 - 03/27/2023 UBS FINANCIAL SERVICES INC. (CRD#:8174) McLean, VA
IA
11/01/2018 - 11/21/2018 FINANCIAL ENGINES ADVISORS L.L.C. (CRD#:104510) SUNNYVALE, CA
IA
04/11/2018 - 11/01/2018 EDELMAN FINANCIAL SERVICES, LLC (CRD#:113299) FAIRFAX, VA
B
04/11/2018 - 10/31/2018 EF LEGACY SECURITIES, LLC (CRD#:269923) FAIRFAX, VA
B
11/16/2017 - 01/05/2018 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) CHEVY CHASE, MD
IA
09/09/2016 - 09/06/2017 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) ROCKVILLE, MD
B
05/26/2000 - 09/06/2017 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ROCKVILLE, MD
IA
04/26/2005 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ROCKVILLE, MD
B
01/01/1997 - 05/26/2000 CRESTAR SECURITIES CORPORATION (CRD#:17464) RICHMOND, VA
B
07/28/1994 - 01/01/1997 CITIZENS BROKERAGE SERVICES, INC. (CRD#:17666)
B
04/26/1994 - 07/30/1994 NATIONSSECURITIES (CRD#:32542)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.