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JUDITH FISH SPECHT
JUDITH STACY FISH, JUDY FISH
CRD#: 2348493
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 401 E PRATT ST
STE 2810
BALTIMORE, MD 21202
Registration History
19952000200520102015202020252 FIRMS2009 - 2015 (5 years)2 FIRMS2015 - Present (9 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1998 - 2009 (11 years)BNATIONSSECURITIES (CRD# 32542)1994 - 1998 (3 years)BMNB BROKERAGE ALTERNATIVE, INC. (CRD# 17447)1993 - 1994 (<1 year)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2008 - 2009 (1 year)
License(s)

State Registrations

B
California 6/5/2015

B
New Jersey 6/5/2015

B
Delaware 6/5/2015

B
New York 6/5/2015

B
District of Columbia 6/5/2015

B
North Carolina 6/5/2015

B
Florida 6/5/2015

B
Pennsylvania 6/5/2015

B
Georgia 6/5/2015

B
Texas 6/5/2015

B
Maryland 6/5/2015

IA
Texas 6/5/2015

IA
Maryland 6/5/2015

B
Virginia 6/5/2015

B
Michigan 6/5/2015

B
West Virginia 6/22/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
401 E PRATT ST STE 2810, BALTIMORE, MD 21202
Registered with this firm since 6/5/2015

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
401 E PRATT ST STE 2810, BALTIMORE, MD 21202
Registered with this firm since 6/5/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/23/2009 - 06/10/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BALTIMORE, MD
B
10/23/2009 - 06/10/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BALTIMORE, MD
IA
10/03/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ANNAPOLIS, MD
B
01/01/1998 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) ANNAPOLIS, MD
B
04/18/1994 - 01/01/1998 NATIONSSECURITIES (CRD#:32542)
B
07/14/1993 - 04/15/1994 MNB BROKERAGE ALTERNATIVE, INC. (CRD#:17447)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.