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TIMOTHY A ELY
TIMOTHY ANDREW ELY
CRD#: 2348028
IA
B
MORGAN STANLEYCRD#: 149777 101 West Big Beaver Road
Suite 1200
Troy, MI 48084
Suite 1200
Troy, MI 48084
0
Disclosures
31
Years of Experience
View By:
State Registrations
B
Arizona 6/1/2009
B
Montana 6/1/2009
B
California 6/1/2009
B
New Jersey 6/1/2009
B
Colorado 6/1/2009
B
New York 6/1/2009
B
Connecticut 6/1/2009
B
North Carolina 6/1/2009
B
Delaware 8/1/2014
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Rhode Island 6/1/2009
B
Georgia 6/1/2009
B
South Carolina 6/1/2009
B
Illinois 6/1/2009
B
Tennessee 6/1/2009
B
Indiana 6/1/2009
B
Texas 6/1/2009
B
Iowa 6/1/2009
IA
Texas 3/26/2020
B
Massachusetts 6/1/2009
B
Virginia 6/1/2009
B
Michigan 6/1/2009
B
Washington 6/1/2009
IA
Michigan 9/28/2010
B
Wisconsin 6/1/2009
B
Minnesota 6/1/2009
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/28/2010
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/02/2007 - 06/01/2009 | BIRMINGHAM, MI | |
B | 03/31/1995 - 04/02/2007 | BIRMINGHAM, MI | |
B | 07/20/1994 - 03/20/1995 | CLEVELAND, OH | |
B | 07/09/1993 - 07/14/1994 | MINNEAPOLIS, MN | |
B | 07/09/1993 - 07/14/1994 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.