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Detailed Report
PATRICK ALAN ANDERSON
CRD#: 2348027
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 2549 JOLLY ROAD
SUITE 300
OKEMOS, MI 48864
Registration History
19952000200520102015202020252 FIRMS1993 - 1996 (2 years)IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2010 - Present (14 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)1997 - Present (28 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)1997 - 2006 (9 years)
License(s)

State Registrations

B
Arizona 1/16/2008
B
Missouri 3/22/2017
B
Colorado 1/16/2020
B
Nevada 7/31/2018
B
Florida 5/1/2007
B
North Carolina 3/1/2001
B
Georgia 6/6/2024
B
Texas 6/14/2018
B
Illinois 1/28/2015
IA
Texas 6/14/2018
B
Indiana 1/4/2016
B
Utah 4/14/2010
B
Michigan 3/19/1997
B
Virginia 5/21/2004
IA
Michigan 6/18/2010
B
Washington 5/12/2021
B
Minnesota 6/22/1999
B
Wisconsin 4/14/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2549 JOLLY ROAD SUITE 300, OKEMOS, MI 48864
East Lansing, MI
Registered with this firm since 6/18/2010
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
2549 JOLLY ROAD SUITE 300, OKEMOS, MI 48864
East Lansing, MI
Registered with this firm since 3/18/1997
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/18/1997 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 05/26/1993 - 03/15/1996 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 05/26/1993 - 03/15/1996 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.