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TERESA LYNN UNICK
TERESA ARNOLD
CRD#: 2346329
IA
B
FIRST HORIZON ADVISORS, INCCRD#: 17117 235 EAST CENTER STREET
KINGSPORT, TN 37660
KINGSPORT, TN 37660
0
Disclosures
30
Years of Experience
View By:
State Registrations
B
Alabama 4/15/2016
B
North Carolina 5/26/2009
B
Colorado 5/12/2009
B
Ohio 9/20/2011
B
Delaware 5/11/2017
B
Oklahoma 12/11/2024
B
Florida 4/17/2015
B
Pennsylvania 12/13/2012
B
Georgia 11/13/2013
B
South Carolina 5/12/2009
B
Indiana 8/18/2020
B
Tennessee 9/20/2002
B
Kentucky 5/11/2009
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Tennessee 10/10/2013
B
Maryland 4/16/2019
B
Texas 4/2/2009
B
Michigan 2/24/2020
B
Virginia 5/11/2009
B
New York 5/19/2017
B
West Virginia 5/13/2009
SRO Registrations
B
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Registered with this firm since 10/10/2013
B
Registered with this firm since 9/19/2002
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/13/2009 - 10/10/2013 | MEMPHIS, TN | |
IA | 03/11/2009 - 03/30/2012 | BRISTOL, TN | |
IA | 10/21/1994 - 10/09/2002 | ORLANDO, FL | |
B | 10/18/1994 - 10/09/2002 | WEEHAWKEN, NJ |
MEMPHIS, TN
08/13/2009 - 10/10/2013
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.