Individual Firm
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JEN-WEI CHI
JENWEI CHI
CRD#: 2345627
IA
B
MORGAN STANLEYCRD#: 149777 245 Lytton Avenue
Suite 200
Palo Alto, CA 94301
Suite 200
Palo Alto, CA 94301
0
Disclosures
31
Years of Experience
View By:
State Registrations
B
Arizona 12/18/2018
B
New Jersey 6/1/2009
B
California 6/1/2009
B
New York 10/23/2017
IA
California 6/1/2009
B
Oregon 8/25/2021
B
Colorado 6/6/2017
B
Texas 2/20/2014
B
Georgia 1/2/2025
IA
Texas 12/18/2018
B
Nevada 2/21/2019
B
Washington 12/13/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | PALO ALTO, CA | |
B | 04/02/2007 - 06/01/2009 | PALO ALTO, CA | |
IA | 04/03/2006 - 04/02/2007 | PALO ALTO, CA | |
B | 03/31/2006 - 04/02/2007 | PALO ALTO, CA | |
IA | 02/22/2005 - 04/07/2006 | SUNNYVALE, CA | |
B | 02/08/2002 - 04/07/2006 | WESTLAKE, TX | |
B | 11/08/2000 - 12/03/2001 | WESTLAKE, TX | |
B | 03/13/1995 - 10/16/2000 | ALAMO, CA | |
B | 12/16/1994 - 03/13/1995 | SAN DIEGO, CA | |
B | 10/31/1994 - 12/20/1994 | LA JOLLA, CA | |
B | 08/17/1993 - 11/21/1994 | SANTA CLARA, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.