Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL BRIAN KOMARA
MIKE KOMARA
CRD#: 2345326
IA
B
BLUEPRINT FINANCIAL ADVISORSCRD#: 315570 999 Vanderbilt Beach Road
Suite 200
Naples, FL 34108
Suite 200
Naples, FL 34108
View By:
3/5/2024
Regulatory
Final
10/18/2019
Financial
Final
State Registrations
IA
Florida 3/5/2024
IA
North Carolina 3/19/2024
IA
Registered with this firm since 3/5/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/30/2021 - 03/07/2023 | NAPLES, FL | |
IA | 09/17/2018 - 07/06/2021 | NAPLES, FL | |
B | 09/10/2018 - 07/06/2021 | NAPLES, FL | |
IA | 08/03/2010 - 08/21/2018 | AUBURN HILLS, MI | |
B | 01/19/2007 - 07/29/2011 | AUBURN HILLS, MI | |
IA | 05/15/2007 - 11/25/2009 | AUBURN HILLS, MI | |
IA | 11/03/2000 - 01/23/2007 | AUBURN HILLS, MI | |
B | 11/26/1999 - 01/23/2007 | AUBURN HILLS, MI | |
B | 06/04/1993 - 11/23/1999 | NEW YORK, NY | |
B | 06/04/1993 - 11/23/1999 | NEW YORK, NY |
AUBURN HILLS, MI
11/26/1999 - 01/23/2007
NEW YORK, NY
06/04/1993 - 11/23/1999
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.