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LORI ANN WELBORN
LORI BOLAND, LORI ANN O'BIER
CRD#: 2344775
IA
Investment Adviser
B
Broker
PNC INVESTMENTSCRD#: 129052 14852 PRESTON ROAD
DALLAS, TX 75240
Registration History
19961998200020022004200620082010201220142016201820202022202420262 FIRMS1996 - 2002 (6 years)2 FIRMS2021 - Present (3 years)BBBVA SECURITIES INC. (CRD# 27060)2013 - 2021 (8 years)BBBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2006 - 2013 (6 years)BCOLONIAL BROKERAGE, INC. (CRD# 111668)2002 - 2006 (3 years)IAPNC MANAGED ACCOUNT SOLUTIONS,... (CRD# 110476)2010 - 2021 (10 years)IAST JOHNS WEALTH MANAGEMENT (CRD# 105564)2010 - 2010 (<1 year)IABBVA COMPASS INVESTMENT SOLUTI... (CRD# 17086)2006 - 2010 (4 years)IACOLONIAL ASSET MANAGEMENT INC (CRD# 108950)2003 - 2006 (2 years)IALINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)1997 - 2002 (4 years)
Disclosure(s)
View By:
1/1/2020
Customer Dispute
Denied
6/9/2015
Customer Dispute
Denied
11/19/2008
Customer Dispute
Closed-No Action
9/18/2008
Customer Dispute
Settled
7/14/2008
Customer Dispute
Closed-No Action
7/10/2003
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 8/19/2021

B
Texas 8/16/2021

B
Maryland 11/10/2021

IA
Texas 8/19/2021

B
Oklahoma 8/16/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PNC INVESTMENTS (CRD#:129052)
14852 PRESTON ROAD, DALLAS, TX 75240
17218 PRESTON ROAD SUITE 1000, DALLAS, TX 75252
Registered with this firm since 8/19/2021

B
PNC INVESTMENTS (CRD#:129052)
14852 PRESTON ROAD, DALLAS, TX 75240
17218 PRESTON ROAD SUITE 1000, DALLAS, TX 75252
Registered with this firm since 8/16/2021

Previous Registration(s)
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IA
10/15/2010 - 08/17/2021 PNC MANAGED ACCOUNT SOLUTIONS, INC. (CRD#:110476) Richardson, TX
B
05/16/2013 - 08/16/2021 BBVA SECURITIES INC. (CRD#:27060) RICHARDSON, TX
B
06/29/2006 - 05/16/2013 BBVA COMPASS INVESTMENT SOLUTIONS, INC (CRD#:17086) RICHARDSON, TX
IA
08/02/2010 - 10/15/2010 ST JOHNS WEALTH MANAGEMENT (CRD#:105564) RICHARDSON, TX
IA
07/20/2006 - 07/26/2010 BBVA COMPASS INVESTMENT SOLUTIONS, INC. (CRD#:17086) RICHARDSON, TX
IA
07/10/2003 - 02/03/2006 COLONIAL ASSET MANAGEMENT INC (CRD#:108950) DALLAS, TX
B
08/26/2002 - 02/03/2006 COLONIAL BROKERAGE, INC. (CRD#:111668) MONTGOMERY, AL
IA
08/19/1997 - 07/23/2002 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) DALLAS, TX
B
07/30/1996 - 07/23/2002 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) FORT WAYNE, IN
B
07/30/1996 - 07/23/2002 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.