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Detailed Report
Regina Charlene Stalzer
Gina Charlene Birch, Regina Birch, Gina Charlene Stalzer, Gina Stalzer, Regina Stalzer
CRD#: 2344110
IA
Investment Adviser
B
Broker
U.S. BANCORP INVESTMENTS, INC.CRD#: 17868 5065 Wooster Rd
Cincinnati, OH 45226
Registration History
19952000200520102015202020252 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - Present (18 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1995 - 2005 (10 years)BCOMPULIFE INVESTOR SERVICES, INC. (CRD# 21543)1994 - 1995 (<1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)1993 - 1994 (1 year)IABANC ONE SECURITIES CORPORATION (CRD# 16999)2005 - 2005 (<1 year)
License(s)

State Registrations

B
Arkansas 8/6/2010
B
Nebraska 5/5/2022
B
Illinois 7/27/2006
B
North Carolina 5/5/2022
B
Indiana 7/27/2006
B
North Dakota 5/5/2022
B
Iowa 5/5/2022
B
Ohio 7/28/2006
B
Kansas 5/5/2022
IA
Ohio 1/30/2012
B
Kentucky 7/27/2006
B
South Dakota 5/5/2022
B
Michigan 5/5/2022
B
Tennessee 5/5/2022
B
Minnesota 5/5/2022
B
Wisconsin 5/5/2022
B
Missouri 5/5/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
5065 Wooster Rd, Cincinnati, OH 45226
Registered with this firm since 7/27/2006
B
U.S. BANCORP INVESTMENTS, INC. (CRD#:17868)
5065 Wooster Rd, Cincinnati, OH 45226
Registered with this firm since 7/27/2006
Previous Registration(s)
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IA
 07/06/2005 - 06/19/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BELLEVUE, KY
B
 07/06/2005 - 06/19/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BELLEVUE, KY
IA
 04/27/2005 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) TRENTON, OH
B
 05/16/1995 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
 06/17/1994 - 04/24/1995 COMPULIFE INVESTOR SERVICES, INC. (CRD#:21543) ST. CLOUD, MN
B
 06/10/1993 - 06/24/1994 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.