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RAYMOND EUGENE HASKELL
RAY E HASKELL
CRD#: 2343475
IA
Investment Adviser
B
Broker
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.CRD#: 157755 2707 West Douglas
Suite B
Wichita, KS 67213
STONEX SECURITIES INC.CRD#: 18456 2707 W DOUGLAS
SUITE B
WICHITA, KS 67213
Registration History
19952000200520102015202020252 FIRMS2017 - Present (7 years)BCAMBRIDGE INVESTMENT RESEARCH,... (CRD# 39543)2014 - 2017 (2 years)BUNITED PLANNERS' FINANCIAL SER... (CRD# 20804)2014 - 2014 (<1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2010 - 2014 (4 years)BPROEQUITIES, INC. (CRD# 15708)2010 - 2010 (<1 year)BPFS INVESTMENTS INC. (CRD# 10111)1993 - 2009 (15 years)IACAMBRIDGE INVESTMENT RESEARCH ... (CRD# 134139)2016 - 2017 (1 year)
Disclosure(s)
View By:
2/22/2024
Customer Dispute
Settled
License(s)

State Registrations

B
Colorado 5/26/2017

B
Oklahoma 5/26/2017

B
Florida 9/27/2024

B
Texas 12/17/2018

B
Kansas 5/26/2017

IA
Texas 1/5/2021

IA
Kansas 6/28/2017

B
Washington 4/1/2022

B
Missouri 5/26/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UNITED CAPITAL MANAGEMENT OF KANSAS, INC. (CRD#:157755)
2707 West Douglas Suite B, Wichita, KS 67213
Registered with this firm since 6/28/2017

B
STONEX SECURITIES INC. (CRD#:18456)
2707 W DOUGLAS SUITE B, WICHITA, KS 67213
Registered with this firm since 5/26/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/23/2016 - 06/20/2017 CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139) Wichita, KS
B
12/12/2014 - 06/20/2017 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) WICHITA, KS
B
09/30/2014 - 12/12/2014 UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (CRD#:20804) WICHITA, KS
B
10/25/2010 - 10/06/2014 NYLIFE SECURITIES LLC (CRD#:5167) WICHITA, KS
B
08/24/2010 - 10/08/2010 PROEQUITIES, INC. (CRD#:15708) WICHITA, KS
B
05/05/1993 - 04/13/2009 PFS INVESTMENTS INC. (CRD#:10111) DULUTH, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.