• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Katherine Jeanette Cathcart
KATHERINE JEANETTE BINKO, KATHY CATHCART, Katherine Cathcart
CRD#: 2343349
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2301 Rosecrans Ave #5100
El Segundo, CA 90245
CETERA ADVISORS LLCCRD#: 10299 Fort Lauderdale, FL
Registration History
19952000200520102015202020252 FIRMS2017 - 2018 (<1 year)2 FIRMS2022 - 2022 (<1 year)4 FIRMS2022 - Present (2 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BRAFFERTY CAPITAL MARKETS, LLC (CRD# 23682)2018 - 2022 (3 years)BMANAGED ACCOUNT SERVICES, LLC (CRD# 133803)2010 - 2017 (7 years)BJESUP & LAMONT SECURITIES CORP (CRD# 39056)2006 - 2010 (4 years)BADVEST, INC. (CRD# 10)2002 - 2006 (3 years)BGRUNTAL & CO., L.L.C. (CRD# 372)1999 - 2002 (3 years)BA. F. BEST SECURITIES, INC. (CRD# 14335)1993 - 1999 (5 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2022 - 2023 (<1 year)IAHILTON CAPITAL MANAGEMENT, LLC (CRD# 116357)2019 - 2022 (3 years)IAHILTON CAPITAL MANAGEMENT, LLC (CRD# 116357)2018 - 2018 (<1 year)IAINDEPENDENT PORTFOLIO CONSULTA... (CRD# 120420)2002 - 2017 (14 years)
Disclosure(s)
View By:
4/22/2003
Customer Dispute
Denied
License(s)

State Registrations

B
California 7/15/2022

IA
Florida 4/25/2023

B
Florida 7/15/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2301 Rosecrans Ave #5100, El Segundo, CA 90245
Fort Lauderdale, FL
Registered with this firm since 4/25/2023

B
CETERA ADVISORS LLC (CRD#:10299)
Fort Lauderdale, FL
Registered with this firm since 7/14/2022

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
Fort Lauderdale, FL
Registered with this firm since 7/14/2022

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
Fort Lauderdale, FL
Registered with this firm since 7/14/2022

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
Fort Lauderdale, FL
Registered with this firm since 7/14/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/15/2022 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) BOCA RATON, FL
B
07/14/2022 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN DIEGO, CA
IA
07/03/2019 - 07/15/2022 HILTON CAPITAL MANAGEMENT, LLC (CRD#:116357) Boca Raton, FL
B
01/03/2022 - 06/23/2022 FORESIDE FUND SERVICES, LLC (CRD#:46106) PORTLAND, ME
B
06/28/2018 - 01/03/2022 RAFFERTY CAPITAL MARKETS, LLC (CRD#:23682) GARDEN CITY, NY
IA
09/05/2018 - 12/31/2018 HILTON CAPITAL MANAGEMENT, LLC (CRD#:116357) Boca Raton, FL
IA
12/13/2017 - 07/11/2018 LOGAN CAPITAL MANAGEMENT, INC. (CRD#:108893) Boca Raton, FL
B
08/21/2017 - 06/15/2018 QUASAR DISTRIBUTORS, LLC (CRD#:103848) PORTLAND, ME
IA
11/15/2002 - 08/04/2017 INDEPENDENT PORTFOLIO CONSULTANTS, INC. (CRD#:120420) BOCA RATON, FL
B
05/07/2010 - 08/04/2017 MANAGED ACCOUNT SERVICES, LLC (CRD#:133803) BOCA RATON, FL
B
03/27/2006 - 05/12/2010 JESUP & LAMONT SECURITIES CORP (CRD#:39056)
FINRA expelled the firm on 11/04/2010
BOCA RATON, FL
B
04/15/2002 - 03/06/2006 ADVEST, INC. (CRD#:10) HARTFORD, CT
B
04/19/1999 - 05/09/2002 GRUNTAL & CO., L.L.C. (CRD#:372) NEW YORK, NY
B
12/08/1993 - 04/30/1999 A. F. BEST SECURITIES, INC. (CRD#:14335) CORAL SPRINGS, FL
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.