Individual Firm
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DANIEL PHILIP AIELLO
CRD#: 2342910
IA
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WELLS FARGO ADVISORSCRD#: 19616 2520 NORTHWINDS PKWY STE 200
TWO NORTHWINDS CENTER
ALPHARETTA, GA 30009
TWO NORTHWINDS CENTER
ALPHARETTA, GA 30009
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10/6/2008
Customer Dispute
Settled
State Registrations
B
Alabama 8/16/2024
B
New Hampshire 12/22/2020
B
California 11/14/2008
B
New Jersey 12/12/2005
B
Connecticut 7/22/2019
B
New York 9/30/2005
B
Delaware 10/14/2020
B
North Carolina 9/30/2005
B
Florida 9/30/2005
B
Oregon 8/14/2024
B
Georgia 9/30/2005
B
Pennsylvania 1/24/2012
IA
Georgia 10/6/2005
B
Puerto Rico 1/26/2012
B
Illinois 6/13/2017
B
South Carolina 9/30/2005
B
Indiana 3/6/2025
B
Tennessee 1/25/2013
B
Maine 4/25/2012
B
Texas 9/30/2005
IA
Maine 10/5/2022
IA
Texas 11/2/2017
B
Maryland 10/9/2012
B
Virginia 11/8/2013
B
Minnesota 1/28/2019
B
Washington 9/27/2017
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 10/6/2005
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Registered with this firm since 9/30/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/19/1996 - 10/25/2005 | ATLANTA, GA | |
B | 03/19/1996 - 10/25/2005 | WEEHAWKEN, NJ | |
B | 07/07/1995 - 09/08/1995 | MEMPHIS, TN | |
B | 11/01/1993 - 06/23/1995 | ||
B | 07/08/1993 - 09/28/1993 | DETROIT, MI |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.