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TIMOTHY MATHEW RECKER
TIMOTHY M RECKER
CRD#: 2340968
IA
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RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 9825 Kenwood Road, Suite 103
Blue Ash, OH 45242
Blue Ash, OH 45242
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Disclosures
31
Years of Experience
View By:
State Registrations
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Arizona 11/22/2016
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Nevada 7/24/2020
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California 11/22/2016
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New Jersey 1/4/2023
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Colorado 10/21/2016
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New Mexico 12/20/2021
B
Florida 10/21/2016
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New York 10/21/2016
B
Georgia 6/7/2017
B
North Carolina 10/21/2016
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Illinois 10/21/2016
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Ohio 11/11/2005
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Indiana 11/11/2005
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Ohio 11/22/2005
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Kansas 10/21/2016
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Oregon 12/17/2020
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Kentucky 11/11/2005
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Pennsylvania 10/21/2016
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Massachusetts 10/21/2016
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South Carolina 11/22/2016
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Michigan 3/13/2018
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South Dakota 6/15/2021
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Minnesota 10/21/2016
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Texas 12/12/2018
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Mississippi 3/17/2022
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Utah 11/29/2016
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Missouri 2/17/2022
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Washington 3/17/2021
SRO Registrations
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Registered with this firm since 11/22/2005
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Registered with this firm since 11/11/2005
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/16/2001 - 12/08/2005 | CINCINNAYI, OH | |
B | 02/09/2001 - 12/08/2005 | HARTFORD, CT | |
B | 08/14/2000 - 02/27/2001 | WEEHAWKEN, NJ | |
B | 05/03/1996 - 08/14/2000 | NEW YORK, NY | |
B | 05/19/1993 - 05/03/1996 | BALTIMORE, MD |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.