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KENNETH PETERS
KENNETH RICHARD PETERS
CRD#: 2339098
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 333 UNIVERSITY AVENUE SUITE 240
[SATELLITE]
SACRAMENTO, CA 95825
Registration History
19952000200520102015202020252 FIRMS2001 - 2011 (9 years)2 FIRMS2011 - 2023 (12 years)2 FIRMS2023 - Present (1 year)BWELLS FARGO SECURITIES INC. (CRD# 17438)1994 - 2001 (6 years)BDEAN WITTER REYNOLDS INC. (CRD# 7556)1993 - 1994 (1 year)
Disclosure(s)
View By:
2/25/2005
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 9/11/2023

B
Kansas 1/21/2025

B
Alaska 9/8/2023

B
Missouri 9/8/2023

B
Arizona 9/8/2023

B
Oregon 9/8/2023

B
California 9/8/2023

B
Texas 9/8/2023

IA
California 9/8/2023

IA
Texas 9/8/2023

B
Florida 9/8/2023

B
Virginia 9/8/2023

B
Idaho 3/20/2024

B
Washington 9/8/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
333 UNIVERSITY AVENUE SUITE 240 [SATELLITE], SACRAMENTO, CA 95825
Registered with this firm since 9/8/2023

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
333 UNIVERSITY AVENUE SUITE 240 [SATELLITE], SACRAMENTO, CA 95825
Registered with this firm since 9/8/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2011 - 09/08/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SACRAMENTO, CA
B
01/03/2011 - 09/08/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SACRAMENTO, CA
IA
05/15/2001 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SACRAMENTO, CA
B
05/02/2001 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) SACRAMENTO, CA
B
06/30/1994 - 05/02/2001 WELLS FARGO SECURITIES INC. (CRD#:17438) SAN FRANCISCO, CA
B
04/19/1993 - 07/12/1994 DEAN WITTER REYNOLDS INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.