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JEFFREY DAVID HETTINGER
JEFFREY HETTINGER
CRD#: 2338535
IA
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PRIMERICA ADVISORSCRD#: 10111 1 PRIMERICA PARKWAY
DULUTH, GA 30099
DULUTH, GA 30099
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8/3/2015
Judgment / Lien
State Registrations
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Georgia 3/1/2016
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Georgia 3/3/2016
SRO Registrations
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 3/3/2016
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Registered with this firm since 3/1/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/01/2013 - 07/02/2015 | ALPHARETTA, GA | |
B | 07/20/2012 - 07/02/2015 | ALPHARETTA, GA | |
IA | 11/23/2012 - 07/09/2013 | ALPHARETTA, GA | |
B | 06/28/2007 - 07/20/2012 | ALPHARETTA, GA | |
B | 03/12/2004 - 06/29/2007 | ALPHARETTA, GA | |
B | 06/09/1999 - 03/16/2004 | WALTHAM, MA | |
B | 11/07/1995 - 06/03/1999 | PURCHASE, NY | |
B | 04/07/1993 - 06/23/1993 | NEW YORK, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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