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DAVID ERNEST FEUERHELM
CRD#: 2338017
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3027 TOWNSGATE RD
STE 200
WESTLAKE VILLAGE, CA 91361-5863
Registration History
19952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2012 (3 years)2 FIRMS2012 - Present (12 years)BMORGAN STANLEY DW INC. (CRD# 7556)1993 - 2007 (14 years)IAMORGAN STANLEY (CRD# 7556)1998 - 2007 (8 years)
Disclosure(s)
View By:
3/5/2007
Customer Dispute
Settled
1/23/1998
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 11/1/2018

B
New York 10/25/2018

B
California 7/6/2012

B
North Carolina 11/16/2020

IA
California 7/9/2012

B
Ohio 10/25/2018

B
Florida 7/6/2012

B
Oregon 7/19/2022

B
Maine 3/3/2020

B
Pennsylvania 5/18/2021

B
Nebraska 7/20/2018

B
Texas 2/28/2013

B
Nevada 7/6/2012

IA
Texas 2/28/2013

B
New Jersey 9/27/2021

B
Washington 7/6/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3027 TOWNSGATE RD STE 200, WESTLAKE VILLAGE, CA 91361-5863
Northridge, CA
Registered with this firm since 7/9/2012

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3027 TOWNSGATE RD STE 200, WESTLAKE VILLAGE, CA 91361-5863
Northridge, CA
Registered with this firm since 7/6/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 07/11/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) WOODLAND HILLS, CA
B
06/01/2009 - 07/11/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) WOODLAND HILLS, CA
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WOODLAND HILLS, CA
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WOODLAND HILLS, CA
IA
11/02/1998 - 04/02/2007 MORGAN STANLEY (CRD#:7556) WOODLAND HILLS, CA
B
04/19/1993 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) WOODLAND HILLS, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.