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ARVIE MACKINNON ALLISON
MAX ALLISON
CRD#: 2337959
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 16165 N 83RD AVE
STE 140
PEORIA, AZ 85382
Registration History
19952000200520102015202020252 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - Present (13 years)BMORGAN STANLEY DW INC. (CRD# 7556)1993 - 2007 (14 years)IAMORGAN STANLEY (CRD# 7556)1999 - 2007 (7 years)
License(s)

State Registrations

B
Alaska 2/17/2012

B
Montana 2/13/2018

B
Arizona 2/17/2012

B
Nevada 2/17/2012

IA
Arizona 3/5/2012

B
New Jersey 2/17/2012

B
Arkansas 2/17/2012

B
New Mexico 2/17/2012

B
California 2/17/2012

B
New York 2/17/2012

B
Colorado 2/17/2012

B
North Carolina 4/25/2012

B
Florida 2/17/2012

B
Ohio 6/21/2012

B
Georgia 2/17/2012

B
Oklahoma 6/15/2017

B
Idaho 11/8/2021

B
Oregon 2/17/2012

B
Illinois 2/17/2012

B
Pennsylvania 2/17/2012

B
Indiana 2/17/2012

B
South Dakota 2/13/2018

B
Iowa 1/7/2013

B
Tennessee 4/24/2023

B
Kansas 2/8/2023

B
Texas 2/17/2012

B
Kentucky 2/17/2012

IA
Texas 2/17/2012

B
Maryland 4/24/2014

B
Utah 6/4/2013

B
Massachusetts 2/17/2012

B
Virginia 2/17/2012

B
Michigan 2/17/2012

B
Washington 2/17/2012

B
Minnesota 2/17/2012

B
Wisconsin 2/17/2012

B
Missouri 2/17/2012

B
Wyoming 1/9/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
16165 N 83RD AVE STE 140, PEORIA, AZ 85382
Registered with this firm since 2/17/2012

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
16165 N 83RD AVE STE 140, PEORIA, AZ 85382
Registered with this firm since 2/17/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 02/27/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) SURPRISE, AZ
B
06/01/2009 - 02/27/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) SURPRISE, AZ
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SURPRISE, AZ
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) SURPRISE, AZ
IA
07/14/1999 - 04/02/2007 MORGAN STANLEY (CRD#:7556) SURPRISE, AZ
B
04/20/1993 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) SURPRISE, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.