Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Carolyn Sue Zurn
CAROLYN SUE HADAC, CAROLYN SUE JASKINIA, CAROLYN JASKINIA
CRD#: 2337730
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 7825 WASHINGTON AVE S
STE 620
BLOOMINGTON, MN 55439
Registration History
19952000200520102015202020252 FIRMS2008 - Present (16 years)BUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)1994 - 1994 (<1 year)
License(s)

State Registrations

B
Alaska 2/28/2024
IA
Minnesota 11/22/2013
B
Arizona 5/16/2014
B
Missouri 1/2/2015
B
California 8/12/2008
B
Nevada 5/19/2021
B
Florida 4/1/2021
B
North Carolina 1/9/2015
B
Illinois 2/1/2017
B
South Dakota 1/3/2022
B
Iowa 1/16/2009
B
Texas 1/15/2010
B
Maryland 9/27/2021
IA
Texas 12/18/2018
B
Michigan 3/7/2019
B
Wisconsin 1/2/2013
B
Minnesota 6/26/2008

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
7825 WASHINGTON AVE S STE 620, BLOOMINGTON, MN 55439
Registered with this firm since 6/26/2008
B
EDWARD JONES (CRD#:250)
7825 WASHINGTON AVE S STE 620, BLOOMINGTON, MN 55439
Registered with this firm since 6/2/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 04/20/1994 - 09/16/1994 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.