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TIMOTHY DOLAN
TIM DOLAN, TIMMY DOLAN
CRD#: 2336637
IA
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J.P. MORGAN SECURITIES LLCCRD#: 79 370 ESSEX ST.
LODI, NJ 07644
LODI, NJ 07644
0
Disclosures
29
Years of Experience
View By:
State Registrations
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California 12/22/2021
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New York 2/19/2021
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Connecticut 2/19/2021
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New York 5/3/2021
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Delaware 6/16/2021
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North Carolina 2/19/2021
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Florida 10/14/2021
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Pennsylvania 11/2/2022
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Illinois 1/3/2023
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Texas 2/19/2021
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New Jersey 2/19/2021
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Texas 2/19/2021
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New Jersey 2/19/2021
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
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Registered with this firm since 2/19/2021
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Registered with this firm since 2/19/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/07/2018 - 02/26/2021 | PARAMUS, NJ | |
B | 11/07/2018 - 02/26/2021 | PARAMUS, NJ | |
IA | 05/21/2018 - 11/07/2018 | Jersey City, NJ | |
IA | 05/17/2018 - 11/07/2018 | JERSEY CITY, NJ | |
B | 05/03/2018 - 11/07/2018 | JERSEY CITY, NJ | |
B | 04/26/2016 - 04/16/2018 | SCOTTSDALE, AZ | |
B | 04/22/2013 - 07/30/2015 | CHICAGO, IL | |
B | 05/06/2011 - 11/26/2012 | NEW YORK, NY | |
B | 03/27/2008 - 04/29/2011 | MONTPELIER, VT | |
IA | 01/03/2007 - 03/07/2008 | NEW YORK, NY | |
B | 12/20/2006 - 03/07/2008 | NEW YORK, NY | |
IA | 08/10/2005 - 05/26/2006 | PURCHASE, NY | |
B | 08/24/2000 - 05/26/2006 | PURCHASE, NY | |
B | 01/03/1997 - 03/28/2000 | NEW YORK, NY | |
B | 06/15/1994 - 12/06/1996 | PURCHASE, NY | |
B | 05/17/1993 - 02/18/1994 | WEEHAWKEN, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.